RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S•••• V•• B•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 3, 2019 · Boca Raton, Fl
- S• S••••• formerMay 29, 2015 to Mar 29, 2016 · Boca Raton, Fl
- S•••••••• G••••• A•••• M••••••••• L•• formerSep 23, 2014 to May 31, 2019 · Boca Raton, Fl
- L••••• C•••••• M••••••••• L•• formerSep 23, 2004 to Jun 30, 2014 · Boca Raton, Fl
- S•••••••• G••••• A•••• M••••••••• L•• to S• S•••••left May 31, 2019, registered May 29, 2015 (-1463 days) · Other · moved with a team
- S• S••••• to F•••• P••••••• W•••••• L••left Mar 29, 2016, registered Jul 3, 2019 (1191 days) · Other · moved with a team
- L••••• C•••••• M••••••••• L•• to S•••••••• G••••• A•••• M••••••••• L••left Jun 30, 2014, registered Sep 23, 2014 (85 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address