DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Joseph Ptacek

Intrua Financialindependent RIAStrongsville, Oh dual registrantIAPD 2568884

Feed of 09/15/2026

Also filed as David J Ptacek

At current firm

8 y

since Feb 14, 2018

In the industry

28 y

since Sep 11, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Intrua Financial independent RIA current
since Jul 1, 2026 · Strongsville, Oh
LPL Financial LLC BD affiliated current
since Feb 14, 2018 · Fairview Park, Oh
Ta-Check Financial Ltd. state registered
Jan 11, 2023 to Jul 1, 2026 · Fairview Park, Oh
Ta-Check Financial Ltd. state registered
Nov 29, 2017 to Dec 31, 2022 · Fairview Park, Oh
Sii Investments, Inc. former
Sep 4, 2007 to Feb 15, 2018 · Brook Park, Oh
Ta-Check Financial Ltd. state registered
Oct 31, 2002 to Oct 19, 2007 · Parma, Oh
Fsc Securities Corporation former
Feb 5, 2001 to Aug 28, 2007 · Fairview Park, Oh

Moves

a registration end followed by a registration begin elsewhere

Ta-Check Financial Ltd. to Intrua Financial
left Jul 1, 2026, registered Jul 1, 2026 (0 days) · Other
Ta-Check Financial Ltd. to LPL Financial LLC
left Dec 31, 2022, registered Feb 14, 2018 (-1781 days) · Other · moved with a team
Sii Investments, Inc. to Ta-Check Financial Ltd.
left Feb 15, 2018, registered Nov 29, 2017 (-78 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
Ta-Check Financial Ltd. to Sii Investments, Inc.
left Oct 19, 2007, registered Sep 4, 2007 (-45 days) · Other
Fsc Securities Corporation to Ta-Check Financial Ltd.
left Aug 28, 2007, registered Oct 31, 2002 (-1762 days) · Other

Signals

David Joseph Ptacek left Ta-Check Financial Ltd. for Intrua Financial (registered 2026-07-01)
Jul 1, 2026 · Advisor changed firm · fact
David Joseph Ptacek left Ta-Check Financial Ltd. for Lpl Financial Llc (registered 2018-02-14)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address