RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• L••••••
- P•••••• W••••• A•••••••• L•• i••••••••• wealth currentsince Jan 10, 2019 · San Diego, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Dec 7, 2005 · San Diego, Ca
- F•••••••• D•••••• L••• unclassifiedMay 12, 2005 to Apr 8, 2010 · San Diego, Ca
- F•••• C•••••• B••• unclassifiedApr 12, 2004 to May 7, 2004 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerJun 19, 2000 to Apr 12, 2004 · San Diego, Ca
- F•••••••• D•••••• L••• to I••••••••• F•••••••• G••••• L••left Apr 8, 2010, registered Dec 7, 2005 (-1583 days) · Other
- F•••• C•••••• B••• to F•••••••• D•••••• L•••left May 7, 2004, registered May 12, 2005 (370 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••left Apr 12, 2004, registered Apr 12, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address