RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R•••••• L•••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Mar 14, 2017 · Melbourne Beach, Fl
- H••••• I••••••••• M••••••••• L•• independent RIAMar 19, 2015 to Mar 6, 2017 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerMay 10, 2012 to Feb 17, 2015 · Tampa, Fl
- A•••••• A••••••• S••••••• formerMar 31, 2011 to Apr 12, 2012 · Tampa, Fl
- 1•• G••••• A••••••• I•• formerApr 23, 2010 to Feb 25, 2011 · Tampa, Fl
- H••••• I••••••••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left Mar 6, 2017, registered Mar 14, 2017 (8 days) · Other
- U••• F•••••••• P••••••• S••••••• to H••••• I••••••••• M••••••••• L••left Feb 17, 2015, registered Mar 19, 2015 (30 days) · Other
- A•••••• A••••••• S••••••• to U••• F•••••••• P••••••• S•••••••left Apr 12, 2012, registered May 10, 2012 (28 days) · Other
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Feb 25, 2011, registered Mar 31, 2011 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address