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Registered advisor
T•••••• T••••• K•••
Feed of 09/14/2026
Also filed as T•••••• T K•••
At current firm
7 y
since Nov 8, 2018
In the industry
31 y
since Nov 1, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 8, 2018 · Audubon, Pa
- S••••••• I••••••••• I••• formerAug 2, 2012 to Dec 31, 2014 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMay 28, 2004 to Dec 31, 2010 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerMay 28, 2004 to Nov 8, 2018 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••••• I••••••••• M••••••••• ••• L•• to S••••••• I••••••••• I•••left Nov 8, 2018, registered Aug 2, 2012 (-2289 days) · channel change inside one enterprise, not a move · moved with a team
- S••••••• I••••••••• I••• to J••• H•••••• I••••••••• M••••••••• L••left Dec 31, 2014, registered Nov 8, 2018 (1408 days) · channel change inside one enterprise, not a move
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered May 28, 2004 (-2408 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address