RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• J••••• D•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 7, 2022 · Ann Arbor, Mi
- W••••••• F•••••••• S•••••••• I••• formerDec 18, 2019 to Nov 7, 2022 · Ann Arbor, Mi
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedDec 16, 2013 to Dec 18, 2019 · Ann Arbor, Mi
- W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 7, 2022, registered Nov 7, 2022 (0 days) · Affiliated broker-dealer or bank to another
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Dec 18, 2019, registered Dec 18, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- G••• J••••• D••••• left W••••••• F•••••••• S•••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-11-07)Nov 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address