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RIA Intelligence
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Registered advisor
J•••• W•••••• B•••••••••
Feed of 09/14/2026
At current firm
4 y
since Sep 16, 2022
In the industry
31 y
since Jan 31, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 16, 2022 · Peoria, Az
- R•• C•••••• M••••••• L•• national BDAug 20, 2010 to Sep 27, 2022 · Peoria, Az
- M••••• S•••••• wirehouseJan 5, 2010 to Aug 16, 2010 · Peoria, Az
- U•• F•••••••• S••••••• I••• wirehouseFeb 2, 2004 to May 27, 2005 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Sep 27, 2022, registered Sep 16, 2022 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•• C•••••• M••••••• L••left Aug 16, 2010, registered Aug 20, 2010 (4 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 27, 2005, registered Jan 5, 2010 (1684 days) · Wirehouse to wirehouse
Signals
- J•••• W•••••• B••••••••• left R•• C•••••• M••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2022-09-16)Sep 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address