DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Michael Chmara
Feed of 09/14/2026
At current firm
0 y
since Apr 29, 2026
In the industry
31 y
since Feb 9, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Apr 29, 2026 · Boca Raton, Fl
- Stifel, Nicolaus & Company, Incorporated national BDJan 27, 2011 to May 6, 2026 · Los Angeles, Ca
- UBS Financial Services Inc. wirehouseSep 12, 2003 to Jan 31, 2011 · Beverly Hills, Ca
- Wells Fargo Advisors wirehouseJul 1, 2003 to Sep 19, 2003 · Los Angeles, Ca
- Prudential Equity Group, LLC unclassifiedJun 29, 1999 to Jul 1, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to Wells Fargo Advisorsleft May 6, 2026, registered Apr 29, 2026 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- UBS Financial Services Inc. to Stifel, Nicolaus & Company, Incorporatedleft Jan 31, 2011, registered Jan 27, 2011 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- Wells Fargo Advisors to UBS Financial Services Inc.left Sep 19, 2003, registered Sep 12, 2003 (-7 days) · Wirehouse to wirehouse
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- Steven Michael Chmara left Stifel, Nicolaus & Company, Incorporated for Wells Fargo Advisors (registered 2026-04-29)May 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address