RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••• W••••• G•••• independent RIA currentsince Sep 29, 2023 · Granbury, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 19, 2021 to Oct 3, 2023 · Granbury, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 15, 2018 to Jun 26, 2020 · Stephenville, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 12, 2014 to Jun 19, 2017 · Granbury, Tx
- H•••••• S••••••••• I••• BD affiliatedSep 7, 2011 to May 1, 2013 · Dallas, Tx
- O••••••••• • C•• I••• BD affiliatedApr 6, 2010 to May 5, 2011 · Fort Worth, Tx
- W•••• F•••• I••••••••• L•• unclassifiedJan 29, 2008 to Apr 6, 2010 · Fort Worth, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 1, 2007 to Nov 30, 2007 · Ft. Worth, Tx
- W•••• F•••• I••••••••• L•• unclassifiedMar 27, 2006 to Sep 18, 2007 · Fort Worth, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedApr 3, 2002 to Sep 4, 2003 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B•••• W••••• G••••left Oct 3, 2023, registered Sep 29, 2023 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- H•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 1, 2013, registered Sep 12, 2014 (499 days) · Other
- O••••••••• • C•• I••• to H•••••• S••••••••• I•••left May 5, 2011, registered Sep 7, 2011 (125 days) · Other
- W•••• F•••• I••••••••• L•• to O••••••••• • C•• I•••left Apr 6, 2010, registered Apr 6, 2010 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• I••••••••• L••left Nov 30, 2007, registered Jan 29, 2008 (60 days) · Other
- W•••• F•••• I••••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 18, 2007, registered Oct 1, 2007 (13 days) · Other
- B••• O•• S••••••••• C••••••••• to W•••• F•••• I••••••••• L••left Sep 4, 2003, registered Mar 27, 2006 (935 days) · Other
- T•••• D•• G•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for B•••• W••••• G•••• (registered 2023-09-29)Oct 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address