RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T• V••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 12, 2020 · Ann Arbor, Mi
- B•• P•••••••• I••• BD affiliatedOct 12, 2018 to Nov 5, 2019 · Ypsilanti, Mi
- A•••••• A••••••• S••••••• formerSep 14, 2017 to Oct 15, 2018 · Ypsilanti, Mi
- S••••••• F•••••••• S•••••••• I••• formerAug 17, 2016 to Aug 1, 2017 · Novi, Mi
- B•• P•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 5, 2019, registered Feb 12, 2020 (99 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to B•• P•••••••• I•••left Oct 15, 2018, registered Oct 12, 2018 (-3 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to A•••••• A••••••• S•••••••left Aug 1, 2017, registered Sep 14, 2017 (44 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address