RIA Intelligence

• A••••••• W••••• A••••••• BD affiliated current
  since Jun 20, 2024 · Metairie, La
• L•• F•••••••• L•• BD affiliated
  Jan 30, 2007 to Jun 25, 2024 · Baton Rouge, La
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 30, 2004 to Feb 7, 2007 · Dallas, Tx

• L•• F•••••••• L•• to A••••••• W••••• A•••••••
  left Jun 25, 2024, registered Jun 20, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
  left Feb 7, 2007, registered Jan 30, 2007 (-8 days) · Other

• S•••• M••••• S••••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-06-20)
  Jun 25, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address