RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince May 15, 2026 · The Villages, Fl
- L•• F•••••••• L•• BD affiliatedOct 19, 2022 to Mar 23, 2026 · Orlando, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 30, 2014 to Oct 17, 2022 · Leesburg, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedSep 19, 2013 to Mar 21, 2014 · Apopka, Fl
- L••••• F••••••••• I••• BD affiliatedNov 15, 2012 to Sep 12, 2013 · Tavares, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 4, 2011 to Jun 12, 2012 · Orlando, Fl
- T• A••••••••• I••• formerJan 11, 2011 to Jun 12, 2012 · Winter Park, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 8, 2009 to Jan 4, 2011 · Cocoa Beach, Fl
- C••••••• A•••• M••••••••• I•• unclassifiedMar 29, 2007 to Oct 23, 2009 · Clermont, Fl
- T• A••••••••• I••• formerSep 15, 2003 to Dec 4, 2006 · Orlando, Fl
- L•• F•••••••• L•• to E••••• J••••left Mar 23, 2026, registered May 15, 2026 (53 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Oct 17, 2022, registered Oct 19, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• T•••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Mar 21, 2014, registered Jul 30, 2014 (131 days) · Other
- L••••• F••••••••• I••• to F•••• T•••• S••••••••• I•••left Sep 12, 2013, registered Sep 19, 2013 (7 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 12, 2012, registered Feb 4, 2011 (-494 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to L••••• F••••••••• I•••left Jun 12, 2012, registered Nov 15, 2012 (156 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••left Jan 4, 2011, registered Jan 11, 2011 (7 days) · Other
- C••••••• A•••• M••••••••• I•• to S••••••• I••••••••• S•••••••• I•••left Oct 23, 2009, registered Dec 8, 2009 (46 days) · Other
- T• A••••••••• I••• to C••••••• A•••• M••••••••• I••left Dec 4, 2006, registered Mar 29, 2007 (115 days) · Other
- G••• B• H•••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2026-05-15)Mar 23, 2026 · Advisor changed firm · fact
- G••• B• H•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2022-10-19)Oct 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address