RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• L•• A•••••••••
- C•••••• C•••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Clearwater, Fl
- N•• A•••••• S•••••••• L•• formerApr 12, 2004 to Jan 8, 2016 · Clearwater, Fl
- P•••••• M••••••••• G••••• L•• independent RIASep 22, 1997 to Mar 1, 2021 · Clearwater, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 31, 1995 to Dec 3, 2003 · Clearwater, Fl
- P•••••• M••••••••• G••••• L•• to N•• A•••••• S•••••••• L••left Mar 1, 2021, registered Apr 12, 2004 (-6167 days) · Other
- N•• A•••••• S•••••••• L•• to C•••••• C•••••• M••••••••• L••left Jan 8, 2016, registered Jan 1, 2026 (3646 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to P•••••• M••••••••• G••••• L••left Dec 3, 2003, registered Sep 22, 1997 (-2263 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address