DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• K••••••• C•••

S••••••••• F••••••••state registeredCharles Town, WvIA-onlyIAPD 2579048

Feed of 09/14/2026

Also filed as D•••• K••••••• Norton

At current firm

9 y

since Apr 18, 2017

In the industry

33 y

since Jan 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• F•••••••• state registered current
since Apr 18, 2017 · Charles Town, Wv
G••••••• A•••••••• L•• independent RIA
Oct 6, 2015 to Dec 31, 2016 · Charles Town, Wv
E•• F•••••••• A••••••• independent RIA
Apr 18, 2008 to Dec 31, 2012 · Winston Salem, Nc
S•••••••• I••••••••• N••• I•• unclassified
Apr 26, 2007 to Dec 31, 2007 · Kernersville, Nc
I•••••••• C•••••• A••••••• former
Jun 16, 2005 to Dec 31, 2006 · Gilford, Nh
E•••••• P•••• A••••••• I••• unclassified
May 7, 2002 to Jun 16, 2005 · Kernersville, Nc

Moves

a registration end followed by a registration begin elsewhere

G••••••• A•••••••• L•• to S••••••••• F••••••••
left Dec 31, 2016, registered Apr 18, 2017 (108 days) · Other
E•• F•••••••• A••••••• to G••••••• A•••••••• L••
left Dec 31, 2012, registered Oct 6, 2015 (1009 days) · Other
S•••••••• I••••••••• N••• I•• to E•• F•••••••• A•••••••
left Dec 31, 2007, registered Apr 18, 2008 (109 days) · Other
I•••••••• C•••••• A••••••• to S•••••••• I••••••••• N••• I••
left Dec 31, 2006, registered Apr 26, 2007 (116 days) · Other
E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••
left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address