DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gradient Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Jan 10, 2012 · 66 filings
SEC status approved since Feb 10, 2010
RAUM
$289M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$289M individuals and HNW
Advisors
184
registered through the firm on IAPD
RAUM per advisor
$1.6M
derived; firm RAUM over IAPD count
Employees
173
166 advisory (5.B.1)
Offices
165
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$289M as of Mar 31, 2026
Feb 10, 2012$1.1M then
HNW client RAUM$100M as of Mar 31, 2026
Mar 21, 2018$2.8M then
State-registered IARs (5.B.3)173 as of Mar 31, 2026
Feb 10, 20120 then
Employees (5.A)173 as of Mar 31, 2026
Feb 6, 201365 then
Private funds: no history
RAUM +32% over the last fiscal year+18% a year over threeIARs 169 to 173offices 153 to 165
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $1.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $134,411derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.1derived166 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$189M65%
- High-net-worth individuals$100M35%
- Corporations and businesses$139,7600.0%
- Individual clients
- 2,097reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,152reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
182 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Roger A. Long | Arden Hills, Mn | May 27, 2011 | 21 y | 1 |
| Michael Charles Dailey | Arden Hills, Mn | Jan 20, 2012 | 37 y | 0 |
| Michael David Kerby | Arden Hills, Mn | Sep 27, 2012 | 21 y | 0 |
| Michael Anthony Moylan | Arden Hills, Mn | Oct 5, 2012 | 31 y | 1 |
| Laurence Arnold Bowers | Fort Collins, Co | Jan 16, 2013 | 24 y | 1 |
| Brian Keith WolfeChartered Financial Consultant | Arden Hills, Mn | Oct 14, 2013 | 13 y | 0 |
| Brian Reilly PlainCertified Financial Planner | La Grange, Il | Nov 13, 2014 | 21 y | 5 |
| Catherine Ann Peters | Arden Hills, Mn | Dec 18, 2014 | 35 y | 1 |
| Steven Lee Hohenwarter | Arden Hills, Mn | Jul 20, 2015 | 22 y | 0 |
| Stephen Jordan Walton | Arden Hills, Mn | Jan 6, 2016 | 11 y | 0 |
| Larry Dean Henderson | Pueblo, Co | Sep 16, 2016 | 16 y | 0 |
| Mark Edward Jensen | Arden Hills, Mn | Oct 3, 2016 | 13 y | 0 |
| William Christopher Hollingsworth | Arden Hills, Mn | Oct 13, 2016 | 20 y | 0 |
| Lyndol Hoy AndersonChartered Financial Consultant | Arden Hills, Mn | Oct 17, 2016 | 30 y | 0 |
| Bonnie Sue Clark | Arden Hills, Mn | Dec 12, 2016 | 11 y | 1 |
| Carol Yvonne Ransom Sutterfield | Arden Hills, Mn | Jan 4, 2017 | 25 y | 4 |
| Bradley Clifton Freels | Oklahoma City, Ok | Jan 31, 2017 | 14 y | 0 |
| Patrick S Purcell | Arden Hills, Mn | Mar 8, 2017 | 22 y | 0 |
| Patrick Jason Guerin | Shoreview, Mn | Mar 20, 2017 | 15 y | 0 |
| Paul John Kozak | Arden Hills, Mn | Mar 23, 2017 | 31 y | 1 |
| James William Cummings | Topeka, Ks | May 9, 2017 | 23 y | 1 |
| Travis Michael Sherman | Hoover, Al | May 15, 2017 | 25 y | 2 |
| Larry John MahoneyCertified Financial Planner | Arden Hills, Mn | Aug 9, 2017 | 39 y | 3 |
| Carson Jerome Graves | Arlington, Tx | Sep 22, 2017 | 24 y | 1 |
| Timothy Kevin Kaley | Arden Hills, Mn | Sep 27, 2017 | 11 y | 0 |
| Gerald Gordon Ginwright | Birmingham, Al | Oct 16, 2017 | 38 y | 0 |
| Jolyn Chappell | Gunnison, Ut | Oct 17, 2017 | 16 y | 3 |
| Kevin Douglas Klute | Bettendorf, Ia | Oct 18, 2017 | 13 y | 0 |
| Thomas Gregory Harper | Arden Hills, Mn | Feb 19, 2018 | 17 y | 2 |
| Garry Steven Snow | Arden Hills, Mn | Aug 8, 2018 | 38 y | 1 |
| Gail Ann Adler | Arden Hills, Mn | Sep 12, 2018 | 19 y | 0 |
| Paul David Brown | Webster, Tx | Oct 4, 2018 | 18 y | 1 |
| Matthew Shawn Elkins | Beaver, Wv | Oct 26, 2018 | 23 y | 0 |
| David James Tauzin | Houma, La | Jan 8, 2019 | 21 y | 1 |
| Troy D Simonson | Arden Hills, Mn | Mar 18, 2019 | 29 y | 1 |
| Cynthia Adela Marie Bleicher | Albuquerque, Nm | May 24, 2019 | 10 y | 0 |
| Brent A MarshallPersonal Financial Specialist | Bullhead City, Az | Jun 28, 2019 | 44 y | 4 |
| Skyelyn L Layson | Macon, Ga | Aug 22, 2019 | 15 y | 0 |
| Leslie W. Turner | Knoxville, Tn | Sep 24, 2019 | 28 y | 0 |
| Jeffrey Thomas Nash | Atlanta, Ga | Oct 4, 2019 | 25 y | 0 |
Advisor movement
25 left, 20 joined in 12 months
net -5 in 12 months4 left in 90 days5 joined in 90 daysdeparture rate 14% of current headcount71 left over 36 months
Left, latest
- Travis Donald Maxon to Reliance Asset Management LLCAug 3, 2026 · RIA to a state-registered adviser
- Scott Gaylen Ballinger to Impact Partnership Wealth, LLCAug 3, 2026 · RIA to RIA
- Todd Thomas Hulliberger to Reliance Asset Management LLCAug 3, 2026 · RIA to a state-registered adviser
- Mary Elaine Lanterman to El Camino Real Financial AdvisorsJun 22, 2026 · RIA to a state-registered adviser
- Jocelyn Diane Muehlbauer to Domain Money Advisors, LLCMay 15, 2026 · Other
- Ralph Lloyd Gale to Foundations Investment Advisors LLCMay 15, 2026 · RIA to RIA
- Stuart Mathew Hunsicker to Purpose Driven Wealth Advisors LLCApr 24, 2026 · RIA to a state-registered adviser
- Andrew Chancellor Cooke to Purpose Driven Wealth Advisors LLCApr 24, 2026 · RIA to a state-registered adviser
- Tyler Patrick Ellegard to Gradient Investments, LLCMar 19, 2026 · RIA to RIA
- Mark Gordon Huhta to Alphastar Capital ManagementMar 5, 2026 · RIA to RIA
- Sandra Kay Minardi to Sandman Wealth ManagementFeb 5, 2026 · RIA to a state-registered adviser
- Robert Leroy Gardner to Ip Financial Advisory Services LLCJan 20, 2026 · RIA to RIA
- Leslie Kathryn Hollingsworth to Simplicity WealthJan 15, 2026 · RIA to RIA
- Braden Ralph Kolb to Kolb Wealth Management, LLCJan 13, 2026 · RIA to a state-registered adviser
- Robert Steven Kolb to Kolb Wealth Management, LLCJan 13, 2026 · RIA to a state-registered adviser
Joined, latest
- Kevin Blake Plain from Integrity Alliance, LLCSep 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- George Thomas Tyo from Capital Management Services, Inc.Jul 8, 2026 · RIA to RIA
- Lara Marie Herron from New Frontier Wealth ManagementJul 1, 2026 · Other
- Michael Alan Herron from New Frontier Wealth ManagementJul 1, 2026 · Other
- Robert Grundy Wheeler from The Robert G. Wheeler Capital Management Company, Inc.Jun 29, 2026 · Other
- Chad Allen Heberly from Ameriprise Financial Services, LLCJun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jon Anthony Hoyle from Zero Day Capital Enterprises LLCApr 28, 2026 · RIA to RIA
- Mark Steven Robinson from Ria Advisory Group, LLCApr 22, 2026 · RIA to RIA
- Christopher Kelly Barton from Jehm Wealth & Retirement, LLCApr 10, 2026 · Other
- Anthony Louis Fontana from Brookstone Wealth Advisors, LLCMar 27, 2026 · Other
- Mary Elaine Lanterman from Brookstone Capital Management LLCFeb 26, 2026 · RIA to RIA
- Jordan David Wright from Bankers Life Advisory Services, Inc.Jan 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Charles Milner from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 26, 2026 · Wirehouse to independent RIA
- Ernest Miller from Thrivent Investment Management Inc.Jan 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Thomas Everett Steele from Retirementadvice | JkaJan 1, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Reliance Asset Management LLCAug 3, 2026 · Davison, Mi
- 2 left for Gradient Investments, LLCDec 18, 2025 · Shoreview, Mn
- 2 left for Gradient Investments, LLCJun 19, 2025 · Arden Hills, Mn
- 2 left for A5 Financial LLCApr 15, 2025 · Bothell, Wa
- 5 left for Simple Financial, LLCDec 31, 2022 · Arden Hills, Mn
- 2 left for Creativeone Wealth, LLCOct 9, 2018 · Arden Hills, Mn
- 2 left for Strategic Wealth Advisors Group, Inc.Dec 31, 2016 · Arden Hills, Mn
- 2 left for Provision Asset, LLCJan 18, 2016 · Arden Hills, Mn
- 2 joined from New Frontier Wealth ManagementJun 26, 2026 · Englewood, Co
- 2 joined from Ae Wealth Management, LLCJul 9, 2024 · Naperville, Il
- 2 joined from Capital AnalystsAug 12, 2020 · West Jordan, Ut
- 2 joined from USA Financial Securities LLCApr 1, 2020 · Ada, Mi
- 2 joined from Coppell Advisory Solutions LLCJan 27, 2020 · Brighton, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keith Adam Estall · President/ Elected Managercontrolsince 01/2017 · owns less than 5%
- Ann Catherine Peters · Chief Compliance Officersince 12/2014 · owns less than 5%
Entity owners
- Charles E. Lucius Revocable Trust · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Ascentium Insurance Solutions, LLCreal estaten
- Core Income Services, LLCreal estaten
- Gradient Assurance, LLCreal estaten
- Gradient Financial Group, LLCinsurancen
- Gradient Insurance Brokerage, LLCreal estaten
- Gradient Investments, LLCinvestment advisernRAUM $8.8B
- Gradient Wealth Managementbroker-dealerinvestment advisernRAUM $608M
Advisers that list Gradient Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arden Hills, Mn · principal | 185 | 44 | 14 | ||
| Pueblo, Co | 4 | 1 | 0 | ||
| Knoxville, Tn | 3 | 0 | 1 | ||
| Topeka, Ks | 3 | 1 | 0 | ||
| Colorado Springs, Co | 3 | 1 | 0 | ||
| Mesquite, Nv | 3 | 0 | 0 | ||
| Kansas City, Mo | 3 | 0 | 0 | ||
| Tucson, Az | 2 | 0 | 0 | ||
| Canton, Ga | 2 | 0 | 0 | ||
| Chesapeake, Va | 2 | 1 | 0 | ||
| Englewood, Co | 2 | 2 | 0 | ||
| Geneva, Il | 2 | 1 | 0 | ||
| Greenville, Nc | 2 | 1 | 0 | ||
| Greenville, Sc | 2 | 1 | 0 | ||
| Lakewood, Co | 2 | 1 | 0 | ||
| Lecanto, Fl | 2 | 0 | 0 | ||
| Omaha, Ne | 2 | 1 | 0 | ||
| Overland Park, Ks | 2 | 0 | 0 | ||
| Pensacola, Fl | 2 | 0 | 0 | ||
| Pittsburgh, Pa | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brighton, MI2 employees
- Gilbert, AZ2 employees
- Greensboro, NC2 employees
- Kansas City, MO2 employees
- Pueblo, CO2 employees
- Davison, MI2 employees
- Salisbury, NC2 employees
- Macon, GA1 employees
- Mechanicsville, VA1 employees
- Mokena, IL1 employees
- Roanoke, VA1 employees
- San Antonio, TX1 employees
- Sandpoint, ID1 employees
- Schaumburg, IL1 employees
- The Villages, FL1 employees
- Warsaw, MO1 employees
- Webster, TX1 employees
- Bloomington, MN1 employees
- West Fargo, ND1 employees
- Bullhead City, AZ1 employees
- Chesapeake, VA1 employees
- Clear Lake, IA1 employees
- Fairview Heights, IL1 employees
- Knoxville, TN1 employees
- Laguna Niguel, CA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $218,611,410 to $289,253,282, advisors 169 to 173, private clients 3220 to 2149, offices 153 to 165 (2025-04-25 to 2026-03-31)peers: independent wealth managers, $100M to $500M (5,676)
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-12-10, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 3,222 to 2,152Dec 10, 2025 to Mar 31, 2026
- Advisory employees · 169 to 166Dec 10, 2025 to Mar 31, 2026
- BD registered reps · 2 to 5Dec 10, 2025 to Mar 31, 2026
- Corporate clients · unset to 3.0Dec 10, 2025 to Mar 31, 2026
- HNW clients · 53 to 52Dec 10, 2025 to Mar 31, 2026
- Individual clients · 3,167 to 2,097Dec 10, 2025 to Mar 31, 2026
- Employees · 169 to 173Dec 10, 2025 to Mar 31, 2026
- State-registered IARs · 169 to 173Dec 10, 2025 to Mar 31, 2026
- Other offices · 153 to 165Dec 10, 2025 to Mar 31, 2026
- HNW RAUM · $84.9M to $100MDec 10, 2025 to Mar 31, 2026
- Individual RAUM · $134M to $189MDec 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $219M to $289MDec 10, 2025 to Mar 31, 2026
- Pension RAUM · 188459.0 to unsetDec 10, 2025 to Mar 31, 2026
- RAUM · $219M to $289MDec 10, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 51-100May 6, 2025 to Jul 3, 2025
- Accounts · 2,706 to 3,222May 20, 2024 to Apr 25, 2025
- Advisory employees · 152 to 169May 20, 2024 to Apr 25, 2025
- Advisory activities · 5 to 4May 20, 2024 to Apr 25, 2025
- BD registered reps · 1 to 2May 20, 2024 to Apr 25, 2025
- HNW clients · 45 to 53May 20, 2024 to Apr 25, 2025
- Individual clients · 2,658 to 3,167May 20, 2024 to Apr 25, 2025
- Employees · 157 to 169May 20, 2024 to Apr 25, 2025
- Insurance-licensed employees · 0 to 2May 20, 2024 to Apr 25, 2025
- State-registered IARs · 152 to 169May 20, 2024 to Apr 25, 2025
- Other offices · 129 to 153May 20, 2024 to Apr 25, 2025
- HNW RAUM · $80.7M to $84.9MMay 20, 2024 to Apr 25, 2025
- Individual RAUM · $126M to $134MMay 20, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $207M to $219MMay 20, 2024 to Apr 25, 2025
- Pension RAUM · $302,215 to $188,459May 20, 2024 to Apr 25, 2025
- RAUM · $207M to $219MMay 20, 2024 to Apr 25, 2025
- Discretionary RAUM · $207M to $0Apr 9, 2024 to May 20, 2024
- Non-discretionary RAUM · $0 to $207MApr 9, 2024 to May 20, 2024
- Accounts · 1,434 to 2,706Jun 28, 2023 to Mar 29, 2024
- Advisory employees · 137 to 152Jun 28, 2023 to Mar 29, 2024
- HNW clients · 30 to 45Jun 28, 2023 to Mar 29, 2024
- Individual clients · 1,399 to 2,658Jun 28, 2023 to Mar 29, 2024
- Employees · 142 to 157Jun 28, 2023 to Mar 29, 2024
- State-registered IARs · 142 to 152Jun 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $177M to $207MJun 28, 2023 to Mar 29, 2024
- HNW RAUM · $48.3M to $80.7MJun 28, 2023 to Mar 29, 2024
Signals
60 dated events
- James Patrick Wade registered as an investment adviser representative at Gradient Advisors, LlcSep 14, 2026 · Advisor registered · fact
- Scott Gaylen Ballinger left Gradient Advisors, Llc for Impact Partnership Wealth, Llc (registered 2026-08-10)Aug 3, 2026 · Advisor changed firm · fact
- Todd Thomas Hulliberger left Gradient Advisors, Llc for Reliance Asset Management Llc (registered 2026-04-02)Aug 3, 2026 · Advisor changed firm · fact
- Travis Donald Maxon left Gradient Advisors, Llc for Reliance Asset Management Llc (registered 2026-05-27)Aug 3, 2026 · Advisor changed firm · fact
- 2 advisors left Gradient Advisors, LLC (Davison, MI) for Reliance Asset Management LLC on the same dayAug 3, 2026 · Team lift-out · derived
- 2 advisors left New Frontier Wealth Management (Englewood, CO) for Gradient Advisors, LLC on the same dayJun 26, 2026 · Team lift-out · derived
- Mary Elaine Lanterman left Gradient Advisors, Llc for El Camino Real Financial Advisors (registered 2026-08-13)Jun 22, 2026 · Advisor changed firm · fact
- Jocelyn Diane Muehlbauer left Gradient Advisors, Llc for Domain Money Advisors, Llc (registered 2026-05-17)May 15, 2026 · Advisor changed firm · fact
- Ralph Lloyd Gale left Gradient Advisors, Llc for Foundations Investment Advisors Llc (registered 2026-05-27)May 15, 2026 · Advisor changed firm · fact
- Andrew Chancellor Cooke left Gradient Advisors, Llc for Purpose Driven Wealth Advisors Llc (registered 2026-04-24)Apr 24, 2026 · Advisor changed firm · fact
- Stuart Mathew Hunsicker left Gradient Advisors, Llc for Purpose Driven Wealth Advisors Llc (registered 2026-04-24)Apr 24, 2026 · Advisor changed firm · fact
- Gradient Advisors, Llc reported 165 offices beyond its principal office, up from 153 (2025-12-10 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Tyler Patrick Ellegard left Gradient Advisors, Llc for Gradient Investments, Llc (registered 2026-01-02)Mar 19, 2026 · Advisor changed firm · fact
- Mark Gordon Huhta left Gradient Advisors, Llc for Alphastar Capital Management (registered 2026-03-05)Mar 5, 2026 · Advisor changed firm · fact
- Sandra Kay Minardi left Gradient Advisors, Llc for Sandman Wealth Management (registered 2026-01-06)Feb 5, 2026 · Advisor changed firm · fact
- Robert Leroy Gardner left Gradient Advisors, Llc for Ip Financial Advisory Services Llc (registered 2026-01-20)Jan 20, 2026 · Advisor changed firm · fact
- Leslie Kathryn Hollingsworth left Gradient Advisors, Llc for Simplicity Wealth (registered 2026-02-12)Jan 15, 2026 · Advisor changed firm · fact
- Robert Steven Kolb left Gradient Advisors, Llc for Kolb Wealth Management, Llc (registered 2026-01-14)Jan 13, 2026 · Advisor changed firm · fact
- Braden Ralph Kolb left Gradient Advisors, Llc for Kolb Wealth Management, Llc (registered 2026-01-14)Jan 13, 2026 · Advisor changed firm · fact
- Neal Gordon Huffman left Gradient Advisors, Llc for Royal Fund Management, Llc (registered 2026-03-17)Jan 6, 2026 · Advisor changed firm · fact
- John Weaver Bunt left Gradient Advisors, Llc for Integrity Advisory Solutions (registered 2026-01-08)Dec 31, 2025 · Advisor changed firm · fact
- Lamaar Edward Steadman left Gradient Advisors, Llc for Gradient Investments, Llc (registered 2026-08-11)Dec 31, 2025 · Advisor changed firm · fact
- Mark Gerard Munger left Gradient Advisors, Llc for Integrity Alliance, Llc (registered 2026-01-02)Dec 31, 2025 · Advisor changed firm · fact
- John Michael Ingham left Gradient Advisors, Llc for Gradient Investments, Llc (registered 2025-12-19)Dec 18, 2025 · Advisor changed firm · fact
- 2 advisors left Gradient Advisors, LLC (Shoreview, MN) for Gradient Investments, LLC within 13 daysDec 18, 2025 · Team lift-out · derived
- Ryan Alexander Mesimer left Gradient Advisors, Llc for Advisory Alpha, Llc (registered 2026-01-02)Dec 16, 2025 · Advisor changed firm · fact
- Christina Maria Walasik left Gradient Advisors, Llc for Pickwick Wealth Management (registered 2025-10-20)Nov 20, 2025 · Advisor changed firm · fact
- William Murrell Cutler left Gradient Advisors, Llc for Envest Advisors, Llc (registered 2025-10-13)Nov 3, 2025 · Advisor changed firm · fact
- Robert Austin Emery left Gradient Advisors, Llc for Envest Advisors, Llc (registered 2025-10-13)Nov 3, 2025 · Advisor changed firm · fact
- Nicholas Thornhill left Gradient Advisors, Llc for Lpl Financial Llc (registered 2025-10-15)Oct 16, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gradient-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- house.gradientadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-885-0508reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026