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RIA Intelligence
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Registered advisor
S•••••• S•••• G•••••
Feed of 09/15/2026
At current firm
1 y
since Oct 10, 2024
In the industry
31 y
since May 12, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Oct 10, 2024 · Farmington Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDNov 28, 2023 to Sep 29, 2024 · Troy, Mi
- C•••••• S••••• • C••• I••• national BDFeb 27, 2019 to Jun 27, 2023 · Novi, Mi
- T• A••••••••• I••• formerFeb 27, 2018 to Feb 14, 2019 · Ann Arbor, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Feb 14, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerFeb 21, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M••••• G••••• A••••••• I•••left Sep 29, 2024, registered Oct 10, 2024 (11 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 27, 2023, registered Nov 28, 2023 (154 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 14, 2019, registered Feb 27, 2018 (-352 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Feb 14, 2019, registered Feb 27, 2019 (13 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- S•••••• S•••• G••••• left A••••••••• F•••••••• S•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-10-10)Sep 29, 2024 · Advisor changed firm · fact
- S•••••• S•••• G••••• left C•••••• S••••• • C••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-11-28)Jun 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address