RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••• H•••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 6, 2026 · Austin, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to May 1, 2026 · Rockville, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 29, 2007 to Jun 1, 2009 · Gaithersburg, Md
- M••••• S•••••• to K••••• A••••••• S•••••••• L••left May 1, 2026, registered May 6, 2026 (5 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• R•••• H••• left M••••• S•••••• for K••••• A••••••• S•••••••• L•• (registered 2026-05-06)May 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address