DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Renaissance Investment Group, LLC
Latest filing Mar 12, 2026
First filing on the tape Feb 21, 2012 · 30 filings
SEC status approved since Apr 26, 2010
RAUM
$726M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
90%
$650M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$145M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$726M as of Mar 12, 2026
Feb 21, 2012$232M then
HNW client RAUM$548M as of Mar 12, 2026
Mar 28, 2018$202M then
State-registered IARs (5.B.3)5 as of Mar 12, 2026
Feb 21, 20120 then
Employees (5.A)9 as of Mar 12, 2026
May 3, 20136 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $145MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$548M75%
- Individuals$102M14%
- Charitable organizations$43.6M6.0%
- Banks and thrifts$26.8M3.7%
- Pension and profit-sharing plans$3.3M0.4%
- Corporations and businesses$2.6M0.4%
- Individual clients
- 123reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 595reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Edward Malinowski | Lenox, Ma | May 3, 2010 | 37 y | 1 |
| Christopher Glenn King | Lenox, Ma | May 3, 2010 | 35 y | 1 |
| Trevor Malpas Forbes | Lenox, Ma | Oct 31, 2011 | 14 y | 0 |
| Christopher Anthony SilipignoChartered Financial Consultant | Lenox, Ma | Mar 28, 2018 | 24 y | 0 |
| Jeremy David Lundquist | Lenox, Ma | Apr 27, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Thomas Francis Lahaise to Radius Wealth Management, Inc.Aug 23, 2013 · Other
Joined, latest
- Thomas Edward Malinowski from Renaissance Investment Group, LLCMay 3, 2010 · Other
- Christopher Glenn King from Renaissance Investment Group, LLCMay 3, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Malpas Trevor Forbes · Manager - President & Ciocontrolsince 10/2016 · owns less than 5%
- Mary Paula Hilchey · Chief Compliance Officer, Doo & Managing Directorcontrolsince 01/2014 · owns less than 5%
- Jeanne Lori Killeen · Client Relations Executive & Managing Directorcontrolsince 03/2017 · owns less than 5%
- Edward Thomas Malinowski · Financial Advisor & Managing Directorcontrolsince 03/2017 · owns less than 5%
- Anthony Christopher Silipigno · Manager-Chief Executive Officercontrolsince 06/2021 · owns less than 5%
- Alan Jeffrey Concepcion · Managing Membercontrolsince 06/2016 · owns 75% or more of Stratos Wealth Holdings, LLC
- Malpas Trevor Forbes · Managing Membercontrolsince 10/2016 · owns F of Sa Concepts, LLC
- Anthony Christopher Silipigno · Managing Membercontrolsince 03/2022 · owns F of Sa Concepts, LLC
Entity owners
- Sa Concepts, LLC · Managing Memberdirect · owns 75% or more
- Stratos Intermediate Holdco I LLC · Memberindirect · owns 75% or more of Stratos Intermediate Holdco LLC
- Stratos Intermediate Holdco LLC · Memberindirect · owns 75% or more of Stratos Wealth Enterprises, LLC
- Stratos Wealth Enterprises, LLC · Memeberindirect · owns 50% to 75% of Sa Concepts, LLC
- Stratos Wealth Holdings, LLC · Holding Companyindirect · owns 75% or more of Stratos Intermediate Holdco I LLC
Related persons
Schedule D 7.A
- Stratos Investment Management, LLCinvestment advisernRAUM $3.3B
- Stratos Wealth Advisors LLCinvestment advisernRAUM $5.6B
- Stratos Wealth Partners, Ltdinvestment advisernRAUM $19B
Advisers that list Renaissance Investment Group, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lenox, Ma · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 12, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-03-27, yes on the filing of 2026-03-12peers: independent wealth managers, $500M to $1B (1,483)
- affiliate changedChange between filings · filing Mar 12, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-03-27, yes on the filing of 2026-03-12peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 556 to 595Mar 27, 2025 to Mar 12, 2026
- Charity clients · 12 to 11Mar 27, 2025 to Mar 12, 2026
- HNW clients · 133 to 131Mar 27, 2025 to Mar 12, 2026
- Individual clients · 118 to 123Mar 27, 2025 to Mar 12, 2026
- Discretionary RAUM · $619M to $707MMar 27, 2025 to Mar 12, 2026
- HNW RAUM · $483M to $548MMar 27, 2025 to Mar 12, 2026
- Individual RAUM · $85.5M to $102MMar 27, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $16.6M to $18.7MMar 27, 2025 to Mar 12, 2026
- Pension RAUM · $2.9M to $3.3MMar 27, 2025 to Mar 12, 2026
- RAUM · $636M to $726MMar 27, 2025 to Mar 12, 2026
- Related broker-dealer · false to trueMar 27, 2025 to Mar 12, 2026
- Related insurance company · false to trueMar 27, 2025 to Mar 12, 2026
- Accounts · 525 to 556Apr 29, 2024 to Mar 27, 2025
- Charity clients · 11 to 12Apr 29, 2024 to Mar 27, 2025
- HNW clients · 120 to 133Apr 29, 2024 to Mar 27, 2025
- Individual clients · 112 to 118Apr 29, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Apr 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $543M to $619MApr 29, 2024 to Mar 27, 2025
- HNW RAUM · $433M to $483MApr 29, 2024 to Mar 27, 2025
- Individual RAUM · $65.2M to $85.5MApr 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $15.3M to $16.6MApr 29, 2024 to Mar 27, 2025
- Pension RAUM · $2.5M to $2.9MApr 29, 2024 to Mar 27, 2025
- RAUM · $558M to $636MApr 29, 2024 to Mar 27, 2025
- Related adviser · false to trueMar 21, 2024 to Apr 29, 2024
- Accounts · 507 to 525Mar 29, 2023 to Mar 21, 2024
- Advisory employees · 4 to 5Mar 29, 2023 to Mar 21, 2024
- HNW clients · 105 to 120Mar 29, 2023 to Mar 21, 2024
- Individual clients · 125 to 112Mar 29, 2023 to Mar 21, 2024
- State-registered IARs · 4 to 5Mar 29, 2023 to Mar 21, 2024
- Discretionary RAUM · $472M to $543MMar 29, 2023 to Mar 21, 2024
- HNW RAUM · $55.0M to $433MMar 29, 2023 to Mar 21, 2024
- Individual RAUM · $377M to $65.2MMar 29, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $14.4M to $15.3MMar 29, 2023 to Mar 21, 2024
- Pension RAUM · $2.1M to $2.5MMar 29, 2023 to Mar 21, 2024
- RAUM · $487M to $558MMar 29, 2023 to Mar 21, 2024
- Accounts · 462 to 507May 4, 2022 to Mar 29, 2023
- Charity clients · 10 to 11May 4, 2022 to Mar 29, 2023
- HNW clients · 116 to 105May 4, 2022 to Mar 29, 2023
- Individual clients · 97 to 125May 4, 2022 to Mar 29, 2023
- Employees · 7 to 9May 4, 2022 to Mar 29, 2023
Signals
1 dated events
- Anthony Christopher Silipigno (Chief Operating Officer) appeared on Schedule A of Renaissance Investment Group, LlcMar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- lkilleen@rigllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 413-445-2481reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 413-551-7195reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- RIGLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 413-445-2481reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- rigllc.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- rigllc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $145Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026