RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• R••••• B••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 5, 2025 · Fairhope, Al
- L•• F•••••••• L•• BD affiliatedMay 15, 2013 to Sep 10, 2025 · Fairhope, Al
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 7, 2011 to May 17, 2013 · Fairhope, Al
- L•• F•••••••• L•• BD affiliatedJul 10, 2007 to Sep 7, 2011 · Fairhope, Al
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 2, 2003 to Aug 11, 2011 · Gulf Shores, Al
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedMay 22, 2002 to Jun 19, 2003 · Mobile, Al
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 10, 2025, registered Sep 5, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left May 17, 2013, registered May 15, 2013 (-2 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 7, 2011, registered Sep 7, 2011 (0 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Aug 11, 2011, registered Jul 10, 2007 (-1493 days) · Other
- B••• C•••••• I••••••••• S••••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••left Jun 19, 2003, registered Jul 2, 2003 (13 days) · Other
- P••••••• R••••• B•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-05)Sep 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address