RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• C•••••• Y••••
- S•• B•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Aug 18, 2025 · Carmel, In
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Aug 21, 2025 · Indianapolis, In
- S•••••••• F••••••••• I••• formerSep 20, 2016 to Sep 1, 2023 · Carmel, In
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 1, 2011 to Sep 23, 2016 · Carmel, In
- Q•• F•••••••• L•• unclassifiedMay 25, 2004 to Feb 11, 2011 · Omaha, Ne
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedNov 6, 2001 to Apr 26, 2004 · Indianapolis, In
- O•••• W•••••• I••• to S•• B•••••• F•••••••• S•••••••• I•••left Aug 21, 2025, registered Aug 18, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to S•••••••• F••••••••• I•••left Sep 23, 2016, registered Sep 20, 2016 (-3 days) · Other
- Q•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 11, 2011, registered Apr 1, 2011 (49 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to Q•• F•••••••• L••left Apr 26, 2004, registered May 25, 2004 (29 days) · Other
- H••••• C•••••• Y•••• left O•••• W•••••• I••• for S•• B•••••• F•••••••• S•••••••• I••• (registered 2025-08-18)Aug 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address