RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• Z•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Aug 4, 2025 · Hilton Head Island, Sc
- B••••••••• S•••••••• W•••••• L•• formerNov 5, 2014 to Jul 1, 2024 · Indianapolis, In
- H•••••• A•••••••• L•• formerAug 24, 2012 to Nov 19, 2014 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDApr 14, 1999 to Jun 7, 2012 · Indianapolis, In
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Aug 4, 2025 (399 days) · corporate re-registration, not a move
- H•••••• A•••••••• L•• to B••••••••• S•••••••• W•••••• L••left Nov 19, 2014, registered Nov 5, 2014 (-14 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to H•••••• A•••••••• L••left Jun 7, 2012, registered Aug 24, 2012 (78 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address