RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Q••• C•••••• L•• former currentsince Feb 3, 2023 · Los Angeles, Ca
- Q••• C•••••• L•• formerFeb 16, 2021 to May 20, 2021 · Los Angeles, Ca
- T••••• C•••••• L•• unclassifiedJan 1, 2015 to May 14, 2019 · Los Angeles, Ca
- F••••• I••••••••• independent RIAJun 19, 2013 to Oct 6, 2014 · Los Angeles, Ca
- T••••• C•••••• L•• formerJan 17, 2012 to Jun 26, 2013 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedJul 18, 2007 to Sep 24, 2007 · Beverly Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 13, 2003 to Oct 4, 2005 · Los Angeles, Ca
- T••••• C•••••• L•• formerJul 15, 2002 to Aug 22, 2011 · Los Angeles, Ca
- T••••• C•••••• L•• to Q••• C•••••• L••left May 14, 2019, registered Feb 16, 2021 (644 days) · Other
- F••••• I••••••••• to T••••• C•••••• L••left Oct 6, 2014, registered Jan 1, 2015 (87 days) · Other
- T••••• C•••••• L•• to F••••• I•••••••••left Jun 26, 2013, registered Jun 19, 2013 (-7 days) · Other
- T••••• C•••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2011, registered Nov 13, 2003 (-2839 days) · Other
- L•• F•••••••• L•• to T••••• C•••••• L••left Sep 24, 2007, registered Jan 17, 2012 (1576 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Oct 4, 2005, registered Jul 18, 2007 (652 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address