J••• W• P•••••

• R•• C•••••• M••••••• L•• national BD current
  since Sep 4, 2025 · Melissa, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 30, 2017 to Sep 3, 2025 · Frisco, Tx
• W•••• F•••• A••••••• wirehouse
  Apr 29, 2005 to Dec 8, 2017 · Fort Worth, Tx
• C•••• I••••••••• S••••••• C•••• former
  Apr 22, 2003 to May 6, 2005 · Houston, Tx
• O•••• F•• I••• former
  Jul 30, 2002 to Apr 11, 2003 · Dallas, Tx
• A• G• E•••••• • S•••• I••• unclassified
  Aug 17, 2001 to Jul 18, 2002 · Addison, Tx

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
  left Sep 3, 2025, registered Sep 4, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 8, 2017, registered Nov 30, 2017 (-8 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
  left May 6, 2005, registered Apr 29, 2005 (-7 days) · Other
• O•••• F•• I••• to C•••• I••••••••• S••••••• C••••
  left Apr 11, 2003, registered Apr 22, 2003 (11 days) · Other
• A• G• E•••••• • S•••• I••• to O•••• F•• I•••
  left Jul 18, 2002, registered Jul 30, 2002 (12 days) · Other

• ••• Locked
  Sep 3, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address