S•••• J•••• M•••••

• A••••••• W••••• A••••••• BD affiliated current
  since Mar 4, 2022 · San Antonio, Tx
• S••••••••• A•••••• A•••••••• I••• former
  Jul 17, 2020 to Mar 4, 2022 · San Antonio, Tx
• I••••••••• A••••••• S••••••• I•• former
  Aug 1, 2006 to Jul 17, 2020 · San Antonio, Tx
• O•••• F•• I••• former
  Sep 25, 1998 to Aug 2, 2006 · San Antonio, Tx

• S••••••••• A•••••• A•••••••• I••• to A••••••• W••••• A•••••••
  left Mar 4, 2022, registered Mar 4, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••
  left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to I••••••••• A••••••• S••••••• I••
  left Aug 2, 2006, registered Aug 1, 2006 (-1 days) · Other

• ••• Locked
  Mar 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address