RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• V•••••••••
- M•• S••••••••• L•• no RAUM currentsince Jan 21, 2016 · Saddlebrook, Nj
- C••••••• S••••••••• I••• BD affiliatedMay 12, 2015 to Dec 7, 2015 · Kingston, Ny
- S••••••• P•••••• A•••••••• L••• institutionalOct 31, 2011 to Nov 5, 2014 · New York, Ny
- C••••••• S••••••••• I••• to M•• S••••••••• L••left Dec 7, 2015, registered Jan 21, 2016 (45 days) · Other
- S••••••• P•••••• A•••••••• L••• to C••••••• S••••••••• I•••left Nov 5, 2014, registered May 12, 2015 (188 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address