RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• G• B••••••••
- L••••••• W••••• A•••••••• L•• independent RIA currentsince May 14, 2013 · Farmington, Ut
- B•••••••• F•••••••• G•••• unclassifiedNov 1, 2004 to May 7, 2013 · Bountiful, Ut
- L•• F•••••••• L•• BD affiliatedApr 24, 2002 to May 9, 2013 · Bountiful, Ut
- L•• F•••••••• L•• to B•••••••• F•••••••• G••••left May 9, 2013, registered Nov 1, 2004 (-3111 days) · Other
- B•••••••• F•••••••• G•••• to L••••••• W••••• A•••••••• L••left May 7, 2013, registered May 14, 2013 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address