DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• W••••• A•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 27, 2024 · 7 filings
SEC status approved since Apr 26, 2024
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$134M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.9M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$136M as of Mar 11, 2026
Feb 20, 2025$122M then
HNW client RAUM$90.2M as of Mar 11, 2026
Feb 20, 2025$83.5M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Feb 20, 20252 then
Employees (5.A)2 as of Mar 11, 2026
Feb 20, 20252 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $67.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $507,004derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $90.7M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.2M66%
- Individuals$44.1M32%
- Corporations and businesses$1.5M1.1%
- Individual clients
- 228reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 268reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90.7M for 149 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••• K•••• T•••••• | Farmington, Ut | May 10, 2013 | 29 y | 2 |
| T•••••• G• B•••••••• | Farmington, Ut | May 14, 2013 | 31 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L•••• L••••• A•••• to P••••••• W••••••••• L••Jun 20, 2023 · RIA to RIA
Joined, latest
- L•••• L••••• A•••• from C••••• F•••••••• N••••••• L••Jun 15, 2022 · RIA to RIA
- T•••••• G• B•••••••• from B•••••••• F•••••••• G••••May 14, 2013 · Other
- L•••• K•••• T•••••• from T•••••• F•••••••• A•••••••• L•••May 10, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• T••••••• G• · Manager/Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- T••••••• L••••• K•••• · Ownercontrolsince 03/2013 · owns less than 5%
- B••••••••• T••••••• G• · Managing Membercontrolsince 04/2004 · owns 50% to 75% of B•••••••• F••••••••
- T••••••• L••••• K•••• · Managing Membercontrolsince 04/2006 · owns 50% to 75% of T•••••• F••••••••
- B••••••••• A•••• · Membersince 04/2004 · owns 50% to 75% of B•••••••• F••••••••
- T••••••• T•••••• · Membersince 04/2006 · owns 50% to 75% of T•••••• F••••••••
Entity owners
- B•••••••• F•••••••• · Memberdirect · owns 50% to 75%
- T•••••• F•••••••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Farmington, Ut · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 11, 2026accounts (Item 5.F.2.f) moved from 476.0 to 268.0 (-44.0%) between the annual amendments of 2025-02-20 and 2026-03-11; the peer median change was +5.0% (3687 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 3.5% percentile
What changed
consecutive filings, newest first
- Accounts · 476 to 268Aug 19, 2025 to Mar 11, 2026
- HNW clients · 39 to 38Aug 19, 2025 to Mar 11, 2026
- Individual clients · 226 to 228Aug 19, 2025 to Mar 11, 2026
- Assets in custody · $75.9M to $90.7MAug 19, 2025 to Mar 11, 2026
- Financial planning clients · 11-25 to 1-10Aug 19, 2025 to Mar 11, 2026
- Discretionary RAUM · $122M to $136MAug 19, 2025 to Mar 11, 2026
- HNW RAUM · $83.5M to $90.2MAug 19, 2025 to Mar 11, 2026
- Individual RAUM · $37.5M to $44.1MAug 19, 2025 to Mar 11, 2026
- RAUM · $122M to $136MAug 19, 2025 to Mar 11, 2026
- Financial planning clients · 11-25 to 11-25Feb 20, 2025 to May 21, 2025
- Accounts · 465 to 476Sep 18, 2024 to Feb 20, 2025
- Charity clients · 3 to 0Sep 18, 2024 to Feb 20, 2025
- Corporate clients · 0 to 2Sep 18, 2024 to Feb 20, 2025
- HNW clients · 20 to 39Sep 18, 2024 to Feb 20, 2025
- Individual clients · 235 to 226Sep 18, 2024 to Feb 20, 2025
- Assets in custody · $26.2M to $75.9MSep 18, 2024 to Feb 20, 2025
- Discretionary RAUM · $108M to $122MSep 18, 2024 to Feb 20, 2025
- HNW RAUM · $49.6M to $83.5MSep 18, 2024 to Feb 20, 2025
- Individual RAUM · $55.7M to $37.5MSep 18, 2024 to Feb 20, 2025
- RAUM · $108M to $122MSep 18, 2024 to Feb 20, 2025
Signals
2 dated events
- L••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 27, 2024 · First SEC registration · fact
- L•••• L••••• A•••• left L••••••• W••••• A•••••••• L•• for P••••••• W••••••••• L•• (registered 2023-06-30)Jun 20, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@landmarkwa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-295-8700reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-295-8700reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- LANDMARKWA.COM/Contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026