DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•• Y• L•••

E••••• J••••national BDParlin, Njdual registrantIAPD 2593938

Feed of 09/14/2026

Also filed as Eng Yen Lian

At current firm

2 y

since Nov 27, 2023

In the industry

30 y

since Dec 13, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Nov 27, 2023 · Parlin, Nj
C••••••• S••••••••• I••• BD affiliated
May 11, 2022 to Jun 29, 2023 · Jersey City, Nj
H••• S••••••••• •••• I••• BD affiliated
Feb 18, 2020 to Feb 22, 2022 · Edison, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 16, 2017 to Nov 7, 2019 · Flushing, Ny
F•••••••• A••••••• L•• former
Apr 15, 2016 to May 12, 2016 · Flushing, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to May 23, 2014 · East Brunswick, Nj
C••••••• I••••••••• S••••••• unclassified
Mar 21, 2007 to May 29, 2007 · Elmhurst, Ny
H••• S••••••••• •••• I••• BD affiliated
Jun 8, 2006 to Nov 28, 2006 · Wilmington, De
T• A••••••••• I••• former
Jun 17, 2004 to Oct 1, 2004 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to E••••• J••••
left Jun 29, 2023, registered Nov 27, 2023 (151 days) · Affiliated broker-dealer or bank to another
H••• S••••••••• •••• I••• to C••••••• S••••••••• I•••
left Feb 22, 2022, registered May 11, 2022 (78 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
left Nov 7, 2019, registered Feb 18, 2020 (103 days) · Affiliated broker-dealer or bank to another
F•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••
left May 12, 2016, registered Mar 16, 2017 (308 days) · Other
C•••••••• G••••• M•••••• I••• to F•••••••• A••••••• L••
left May 23, 2014, registered Apr 15, 2016 (693 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
H••• S••••••••• •••• I••• to C••••••• I••••••••• S•••••••
left Nov 28, 2006, registered Mar 21, 2007 (113 days) · Other
T• A••••••••• I••• to H••• S••••••••• •••• I•••
left Oct 1, 2004, registered Jun 8, 2006 (615 days) · Other

Signals

E•• Y• L••• left C••••••• S••••••••• I••• for E••••• J•••• (registered 2023-11-27)
Jun 29, 2023 · a•••••• firm change · fact
E•• Y• L••• left H••• S••••••••• •••• I••• for C••••••• S••••••••• I••• (registered 2022-05-11)
Feb 22, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address