RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• T••••• M•••••••
- O•••• I••••••••• I••• BD affiliated currentsince May 26, 2016 · Brookline, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 2009 to Apr 15, 2016 · Boston, Ma
- S•• A•••••••• I••• formerJan 15, 2004 to Dec 7, 2009 · Attleboro, Ma
- C••••••••• F•••••••• N•••••• national BDOct 27, 2001 to Dec 31, 2003 · Attleboro, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••left Apr 15, 2016, registered May 26, 2016 (41 days) · Other
- S•• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 7, 2009, registered Dec 16, 2009 (9 days) · Other
- C••••••••• F•••••••• N•••••• to S•• A•••••••• I•••left Dec 31, 2003, registered Jan 15, 2004 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address