RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• A••• C••••••••
- C••••••• F•••••••• D••••••• I••• BD affiliated currentsince Sep 20, 2016 · Kokomo, In
- A••••••••• F•••••••• S•••••••• L•• national BDAug 1, 2013 to Sep 20, 2016 · Grand Rapids, Mi
- M•• A•••• M••••••••• L••• unclassifiedNov 15, 2010 to Aug 5, 2013 · Grand Rapids, Mi
- S•• BD affiliatedMar 10, 2010 to Dec 31, 2010 · Adrian, Mi
- A••••••••• F•••••••• S•••••••• L•• to C••••••• F•••••••• D••••••• I•••left Sep 20, 2016, registered Sep 20, 2016 (0 days) · Other
- M•• A•••• M••••••••• L••• to A••••••••• F•••••••• S•••••••• L••left Aug 5, 2013, registered Aug 1, 2013 (-4 days) · Other
- S•• to M•• A•••• M••••••••• L•••left Dec 31, 2010, registered Nov 15, 2010 (-46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address