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RIA Intelligence
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Registered advisor
C••••••••• R•••••••••
Feed of 09/14/2026
At current firm
14 y
since Jul 9, 2012
In the industry
30 y
since Oct 30, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 9, 2012 · Leesburg, Va
- S•• BD affiliatedNov 7, 2005 to Jul 9, 2012 · Lutherville, Md
- P•••••••• S••••••••• I••• BD affiliatedOct 23, 2000 to Nov 7, 2005 · Lutherville, Md
Moves
a registration end followed by a registration begin elsewhere
- S•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 9, 2012, registered Jul 9, 2012 (0 days) · Other
- P•••••••• S••••••••• I••• to S••left Nov 7, 2005, registered Nov 7, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address