DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•••••••

Independent wealth managerBeachwood, OhioCRD 283087SEC 801-107829website IAPD

Legal name M•• O•• S•••• L••

Latest filing Apr 22, 2026

First filing on the tape May 9, 2016 · 108 filings

SEC status approved since May 16, 2016

RAUM

$7.7B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

94%

$7.3B individuals and HNW

Advisors

118

registered through the firm on IAPD

RAUM per advisor

$65.4M

derived; firm RAUM over IAPD count

Employees

264

95 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

108 filings and snapshots on the tape

RAUM$7.7B as of Apr 22, 2026

Mar 16, 2017$432M then

HNW client RAUM$4.3B as of Apr 22, 2026

Mar 29, 2018$370M then

State-registered IARs (5.B.3)81 as of Apr 22, 2026

Mar 16, 20176 then

Employees (5.A)264 as of Apr 22, 2026

Mar 16, 20178 then

Private funds3 as of Apr 1, 2022

Mar 30, 20202 then

RAUM +59% over the last fiscal year+47% a year over threeIARs 81 to 81offices 37 to 47

Practice profile

derived from the filing of Apr 22, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $65.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 134derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $289,055derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.2derivedItem 5.A over advisors
Advisors per office: 2.5derived48 offices incl. principal (1.F.5)
RAUM growth, one year: +59%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +199%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program: $28.4MreportedItem 5.I
Custody: $2.8B, 6,969 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$4.3B56%
Individuals$3.0B38%
Corporations and businesses$207M2.7%
Pension and profit-sharing plans$178M2.3%
Charitable organizations$51.9M0.7%

Individual clients: 13,879reported
HNW clients: 1,908reported
Pension plan clients: 301reported
Charitable clients: 47reported
Accounts: 26,700reported
Financial planning clients: 101-250reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $2.8B for 6,969 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=41.0derived

Advisors registered through the firm

118 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S••••• A• G••••••	Beachwood, Oh	Jul 1, 2016	39 y	3
T••• M•••••• R••••••	Beachwood, Oh	Jul 1, 2016	19 y	3
B•••• B••••••• G••••••••	Park City, Ut	Jul 1, 2016	27 y	4
A••••• R•••• H•••	Beachwood, Oh	Jul 1, 2016	27 y	3
M•••••• P•••••• M••••	Chagrin Falls, Oh	Jul 1, 2016	27 y	4
M•••••• T••••• B•••••••Certified Financial Planner	Beachwood, Oh	Mar 21, 2017	12 y	1
J••• D•••• J•••••Chartered Financial Consultant	Park City, Ut	Jun 6, 2018	35 y	4
K•••••• P•••••• A•••••	Coral Springs, Fl	Jun 15, 2018	32 y	10
M••••••• H••••• H•••••	Coral Springs, Fl	Jun 15, 2018	42 y	9
L••••• L••••••• W••••••	Beachwood, Oh	Jul 5, 2018	35 y	5
J••••• M• D•••••	Beachwood, Oh	Nov 2, 2018	39 y	2
B••••• R•••• R•••••	Beachwood, Oh	Nov 2, 2018	20 y	2
C••••••••• D•••• C••••	Beachwood, Oh	Nov 2, 2018	39 y	2
J••• P•••••• C••••	Chagrin Falls, Oh	Sep 4, 2019	32 y	0
M••••• L•••••••Certified Financial Planner	Sanibel, Fl	Oct 17, 2019	14 y	2
J••••• C•• G•••••••	Beachwood, Oh	Dec 20, 2019	23 y	6
P•••••• G• M••••Certified Financial Planner	Lawrenceville, Ga	Dec 23, 2019	11 y	2
B•••••• M•••• L•••••	Chagrin Falls, Oh	Mar 25, 2020	12 y	2
B••••••• J••••• K••••Certified Financial Planner	Beachwood, Oh	Jan 14, 2021	12 y	2
J••• G•••••• H•••••••• A•••••Certified Financial Planner	Spring, Tx	Jan 14, 2021	13 y	3
R••••• D•••••• H••••••••	Beachwood, Oh	Jan 15, 2021	16 y	2
R•••••• A••• G••••	Boynton Beach, Fl	May 25, 2021	41 y	0
D••••• R••••• T•••Certified Financial Planner	Beachwood, Oh	Jul 26, 2021	20 y	2
L••••• K••• M•••••Chartered Financial Analyst	Beachwood, Oh	Oct 28, 2021	15 y	1
S•••••• J•••• K•••	Dayton, Oh	Oct 28, 2021	43 y	3
B••• A••• W••••••	Beachwood, Oh	Feb 9, 2022	26 y	5
H•••••• C•••	Columbus, Oh	Apr 5, 2022	14 y	2
C••••••••• J•••• G•••••	Beachwood, Oh	Apr 18, 2022	13 y	4
J••••• J••• P•••••••Certified Financial Planner, Chartered Financial Consultant	Beachwood, Oh	May 13, 2022	14 y	0
P••• J••••• O•••••••Certified Financial Planner, Chartered Financial Consultant	Beachwood, Oh	May 13, 2022	43 y	1
S••• P•••••• M••••••	Chubbuck, Id	May 25, 2022	22 y	5
M••• D•••• B••••••••	Clarence Center, Ny	Jul 19, 2022	22 y	2
K•••• L•• W•••••••	Beachwood, Oh	Jul 19, 2022	17 y	1
M•••••• B••••••• M•••••	Beachwood, Oh	Sep 22, 2022	34 y	0
K•••• J•••• E•••	Cincinnati, Oh	Oct 31, 2022	14 y	2
J•••••• A•••• C••••Certified Financial Planner, Chartered Financial Analyst	Beachwood, Oh	Oct 31, 2022	38 y	2
J••••• P•••••• C•••••••Certified Financial Planner	Cincinnati, Oh	Oct 31, 2022	30 y	6
A••••• B•••••• V•••••••••Certified Financial Planner	Cincinnati, Oh	Oct 31, 2022	25 y	4
K•••• S••••• B••••	Beachwood, Oh	Nov 30, 2022	12 y	6
J••• M••••••• S••••	Oak Brook, Il	Apr 24, 2023	17 y	4

All 118 advisors at O•••••••

Advisor movement

3 left, 12 joined in 12 months

net +9 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 2.5% of current headcount8 left over 36 months

Left, latest

T••• L•••• A••••• to L•••••••••
Sep 12, 2026 · RIA to a state-registered adviser
E••• E•••••••• P••••••• to C••••••
Jul 27, 2026 · RIA to RIA
E••• Z•••••••• to A•••• W••••• F••••• L••
May 28, 2026 · RIA to RIA
J•••• C••••• to P•••••• P•••• W••••• M•••••••••
Aug 12, 2025 · RIA to a newly registered adviser
P•••••• M•••••• M•••• to N•••••• A•••••••
Mar 17, 2025 · RIA to affiliated broker-dealer or bank
J••• P••••• W••••••• to S••••• F••••••••• L••
Nov 22, 2024 · RIA to affiliated broker-dealer or bank
P••••• H•••••• E•••• to B••• I••••• F••••••••• L••
Aug 5, 2024 · RIA to a state-registered adviser
S•••• M•••••• L••• to C••••• P••••••• L••
Feb 29, 2024 · RIA to RIA
A••••• O••••••••• to W•••• F•••• A•••••••
Jun 21, 2023 · RIA to wirehouse
G••••• T••••• Q•••• to F•• S••••••••• C•••••••••
Nov 4, 2022 · RIA to affiliated broker-dealer or bank
J••• W•••••• M•••••••• to V••••••• A•••••••• I•••
May 27, 2022 · RIA to affiliated broker-dealer or bank
M••• M•••• to F••••••• P••••••• A•• W•••••••• A•••••••
May 27, 2022 · RIA to affiliated broker-dealer or bank
A••••• L••• to I••••••••• A••••••• N•••••• L••
Apr 14, 2022 · RIA to RIA
M•••••• P•••••• R••• to I••••••••• A••••••• N•••••• L••
Apr 14, 2022 · RIA to RIA
M•••••• S•••• F••••• to N•• E••• W•••••
Jan 21, 2022 · RIA to RIA

Joined, latest

M•••••• S•••• B•••• from K••••• A••••••• S•••••••• L••
Jun 22, 2026 · Affiliated broker-dealer or bank to independent RIA
A••••• P•••••• B•••••• from W••• A•••• U• F••••••••
Apr 15, 2026 · Other
C••••••••• R• M•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
N••••••• S••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 13, 2026 · Affiliated broker-dealer or bank to independent RIA
B•••• D••••• T•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
D•••• G•••• T••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 9, 2026 · Affiliated broker-dealer or bank to independent RIA
J•••• L•••••• S•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 9, 2026 · Affiliated broker-dealer or bank to independent RIA
C••••••••• W• B••••• from C••• W••••• A•••••••
Jan 20, 2026 · RIA to RIA
J••• R••••••• P•••••• from T••••• A••••••• S•••••••• I•••
Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
E••• Z•••••••• from L•• F•••••••• L••
Dec 9, 2025 · Affiliated broker-dealer or bank to independent RIA
A••• B• J••••••• from T••••••••• W••••• A•••••••
Dec 2, 2025 · RIA to RIA
T••••• G•••••• from M•• I•••••••• S•••••••• L••
Sep 30, 2025 · Affiliated broker-dealer or bank to independent RIA
T••••• M•••••• B••••• from W•••• I••••••••• A•••••••• L••
Sep 17, 2025 · Other
J•••••••• C•••••• B•••• from W•••• I••••••••• A•••••••• L••
Sep 17, 2025 · Other
T•••••• R•• M••••• from W•••• I••••••••• A•••••••• L••
Sep 15, 2025 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for I••••••••• A••••••• N•••••• L••
Apr 14, 2022 · San Jose, Ca

5 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 2, 2026 · Sun City West, Az
5 joined from W•••• I••••••••• A•••••••• L••
Oct 9, 2025 · Cleveland, Oh
3 joined from W•••• I••••••••• A•••••••• L••
Oct 8, 2025 · Mansfield, Ma
8 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Jul 1, 2025 · Akron, Oh
4 joined from B• R•••• W••••• A•••••••• I•••
Jun 24, 2025 · Sharon, Pa
2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Mar 31, 2025 · Woodway, Tx
2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Nov 1, 2024 · Houston, Tx
3 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Oct 2, 2023 · Toledo, Oh

Teams out Teams in

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E••••••••• G••••• O••••••••• F••• L••no longer reported	Hedge Fund	$39.7M	34	Dec 11, 2019
E••••••••• D•••••• A•••• F••• L•no longer reported	Hedge Fund	$11.7M	32	Dec 11, 2019
O• D•••••• F••• L•no longer reported	Hedge Fund	$2.9M	23	Mar 31, 2021

Owners and control persons

Schedule A and B, latest filing

B••••••••• A•••• H••••• · Chief Growth Officer Officercontrol
since 05/2022 · owns less than 5%
B•••••••• M•••• D•••• · Chief Financial Officercontrol
since 07/2022 · owns less than 5%
B•••••• B••••• K••• · Advisor Advocatecontrol
since 01/2026 · owns less than 5%
C••••• J•••• K••••• · Chief Compliance Officercontrol
since 01/2026 · owns less than 5%
G••••• R••••••• J••••• · Presidentcontrol
since 02/2025 · owns less than 5%
G••••• R•••••• S•••• · Managing Membercontrol
since 07/2016 · owns less than 5%
R••••••• T•••• M•••••• · Membercontrol
since 07/2016 · owns less than 5%
T•••••• T••• J••••••• · Chief Operating Officercontrol
since 05/2022 · owns less than 5%
G••••• R•••••• S•••• · Ownercontrol
since 05/2022 · owns 75% or more of M••• I•••

Entity owners

M••••• H•••••••• L•• · Managing Member
direct · owns 75% or more
M••• I••• · Owner
indirect · owns 50% to 75% of W• A•• O•• S•••• L••
W• A•• O•• S•••• L•• · Managing Member
indirect · owns 75% or more of M••••• H•••••••• L••

Related persons

Schedule D 7.A

E••••••••• D•••••• A•••• F••• L•
pooled vehicle sponsorn
E••••••••• G••••• O••••••••• F••• L•••
pooled vehicle sponsorn
M•• I•••
LP sponsorreal estaten
M•• S••••••••• C••••
broker-dealern
O• D•••••• F••• L•
pooled vehicle sponsorn
T••••••••• W••••• A•••••••
investment adviseryRAUM $101M

Advisers that list O••••••• as a related person

109884 y
305145 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Beachwood, Oh · principal	118	16	3
Akron, Oh	10	2	0
Dayton, Oh	6	1	0
Houston, Tx	5	2	0
Cleveland, Oh	5	0	0
Cincinnati, Oh	4	0	0
Chagrin Falls, Oh	4	0	0
Sun City West, Az	3	3	0
Toledo, Oh	3	0	0
Woodway, Tx	3	1	0
Coral Springs, Fl	3	0	0
Bowling Green, Oh	3	0	0
Park City, Ut	3	0	0
Charlottesville, Va	2	0	0
Clarence Center, Ny	2	0	0
Delaware, Oh	2	0	0
Frederick, Md	2	0	0
Naples, Fl	2	0	0
Sharon, Pa	2	0	0
Tampa, Fl	2	1	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 3 since 2015, 0 in 24 monthsderived
Advisors acquired: 10derived
Still registered after 90 days: 100% of 10derived
After 180 days: 100% of 10derived
After 365 days: 100% of 10derived
After 730 days: 90% of 10derived
Team lift-outs after: 1derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Chagrin Falls, OH4 employees
Cincinnati, OH4 employees
Dayton, OH3 employees
Dayton, OH3 employees
Parkland, FL3 employees
Clearwater, FL1 employees
Columbus, OH1 employees
El Paso, TX1 employees
Las Vegas, NV1 employees
Lawrenceville, GA1 employees
Los Angeles, CA1 employees
Mt. Pleasant, SC1 employees
Park City, UT1 employees
Park City, UT1 employees
Park City, UT1 employees
Park City, UT1 employees
Saint J•••••, MI1 employees
Tampa, FL1 employees
Toledo, OH1 employees
Vienna, VA1 employees
West Village Lake, CA1 employees
Akron, OH1 employees
, 1 employees
Bakersfield, CA1 employees
Bowling Green, OH1 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

account count surgeChange between filings · filing Apr 22, 2026
accounts (Item 5.F.2.f) moved from 12,846.0 to 26,700.0 (+108.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +8.0% (253 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 96% percentile
client count surgeChange between filings · filing Apr 22, 2026
individual and HNW clients (Item 5.D) moved from 5,277.0 to 15,787.0 (+199.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +6.0% (224 comparable advisers, 100.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (224) · 100% percentile
control person changedChange between filings · filing Apr 22, 2026
B•••••• B••••• K••• (ADVISOR ADVOCATE) appeared on Schedule A between the filings of 2024-07-15 and 2026-04-22
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Apr 22, 2026
C••••• J•••• K••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-15 and 2026-04-22
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Apr 22, 2026
B•••••••• M•••• D•••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-07-15 and 2026-04-22
peers: independent wealth managers, $5B to $20B (289)
employee count surgeChange between filings · filing Apr 22, 2026
employees (Item 5.A) moved from 140.0 to 264.0 (+89.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +5.0% (264 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (264) · 98% percentile
RAUM up 50 %Change between filings · filing Apr 22, 2026
RAUM (Item 5.F) moved from $4,848,322,209 to $7,717,771,462 (+59.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (271) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 12,846 to 26,700
Oct 31, 2025 to Apr 22, 2026
BD registered reps · 35 to 41
Oct 31, 2025 to Apr 22, 2026
Charity clients · 6 to 47
Oct 31, 2025 to Apr 22, 2026
Corporate clients · 19 to 192
Oct 31, 2025 to Apr 22, 2026
HNW clients · 1,195 to 1,908
Oct 31, 2025 to Apr 22, 2026
Individual clients · 4,082 to 13,879
Oct 31, 2025 to Apr 22, 2026
Pension plan clients · 146 to 301
Oct 31, 2025 to Apr 22, 2026
Assets in custody · $845M to $2.8B
Oct 31, 2025 to Apr 22, 2026
Employees · 140 to 264
Oct 31, 2025 to Apr 22, 2026
Other offices · 37 to 47
Oct 31, 2025 to Apr 22, 2026
Discretionary RAUM · $4.8B to $7.7B
Oct 31, 2025 to Apr 22, 2026
HNW RAUM · $3.0B to $4.3B
Oct 31, 2025 to Apr 22, 2026
Individual RAUM · $1.2B to $3.0B
Oct 31, 2025 to Apr 22, 2026
Non-discretionary RAUM · $4.7M to $40.9M
Oct 31, 2025 to Apr 22, 2026
Pension RAUM · $684M to $178M
Oct 31, 2025 to Apr 22, 2026
RAUM · $4.8B to $7.7B
Oct 31, 2025 to Apr 22, 2026
Financial planning clients · 101-250 to 101-250
Apr 17, 2025 to May 22, 2025
Accounts · 29,667 to 12,846
Feb 18, 2025 to Apr 17, 2025
Advisory employees · 48 to 95
Feb 18, 2025 to Apr 17, 2025
BD registered reps · 27 to 35
Feb 18, 2025 to Apr 17, 2025
Charity clients · 5 to 6
Feb 18, 2025 to Apr 17, 2025
Corporate clients · 78 to 19
Feb 18, 2025 to Apr 17, 2025
HNW clients · 1,548 to 1,195
Feb 18, 2025 to Apr 17, 2025
Individual clients · 4,639 to 4,082
Feb 18, 2025 to Apr 17, 2025
Pension plan clients · unset to 146.0
Feb 18, 2025 to Apr 17, 2025
Assets in custody · $6.7M to $845M
Feb 18, 2025 to Apr 17, 2025
Employees · 100 to 140
Feb 18, 2025 to Apr 17, 2025
State-registered IARs · 48 to 81
Feb 18, 2025 to Apr 17, 2025
Discretionary RAUM · $3.7B to $4.8B
Feb 18, 2025 to Apr 17, 2025
HNW RAUM · $1.6B to $3.0B
Feb 18, 2025 to Apr 17, 2025
Individual RAUM · $1.5B to $1.2B
Feb 18, 2025 to Apr 17, 2025
Non-discretionary RAUM · $767,436 to $4.7M
Feb 18, 2025 to Apr 17, 2025
Pension RAUM · unset to 684349772.0
Feb 18, 2025 to Apr 17, 2025
RAUM · $3.7B to $4.8B
Feb 18, 2025 to Apr 17, 2025
Related adviser · true to false
Feb 18, 2025 to Apr 17, 2025
Accounts · 9,416 to 29,667
Sep 3, 2024 to Sep 19, 2024
Charity clients · 2 to 5
Sep 3, 2024 to Sep 19, 2024
Corporate clients · 13 to 78
Sep 3, 2024 to Sep 19, 2024
HNW clients · 315 to 1,548
Sep 3, 2024 to Sep 19, 2024
Individual clients · 3,991 to 4,639
Sep 3, 2024 to Sep 19, 2024

Signals

46 dated events

T••• L•••• A••••• left O••••••• for Ltplanners (registered 2026-09-12)
Sep 12, 2026 · Advisor changed firm · fact
E••• E•••••••• P••••••• left O••••••• for Corient (registered 2026-06-08)
Jul 27, 2026 · Advisor changed firm · fact
E••• Z•••••••• left O••••••• for A•••• W••••• F••••• L•• (registered 2026-06-05)
May 28, 2026 · Advisor changed firm · fact
O••••••• reported 47 offices beyond its principal office, up from 37 (2025-10-31 to 2026-04-22)
Apr 22, 2026 · Office count change · derived
O••••••• reported RAUM $7.7B, up 59% from $4.8B (2025-10-31 to 2026-04-22)
Apr 22, 2026 · RAUM change · derived
5 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Sun City West, AZ) for O••••••• on the same day
Apr 2, 2026 · Team lift-out · derived
5 advisors left W•••• I••••••••• A•••••••• L•• (Cleveland, OH) for O••••••• on the same day
Oct 9, 2025 · Team lift-out · derived
3 advisors left W•••• I••••••••• A•••••••• L•• (Beverly, MA) for O••••••• on the same day
Oct 8, 2025 · Team lift-out · derived
J•••• C••••• left O••••••• for P•••••• P•••• W••••• M••••••••• (registered 2025-12-16)
Aug 12, 2025 · Advisor changed firm · fact
8 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Akron, OH) for O••••••• on the same day
Jul 1, 2025 · Team lift-out · derived
4 advisors left B• R•••• W••••• A•••••••• I••• (Sharon, PA) for O••••••• on the same day
Jun 24, 2025 · Team lift-out · derived
O••••••• reported 81 state-registered advisory representatives, up from 48 (2025-02-18 to 2025-04-17)
Apr 17, 2025 · Advisor headcount change · derived
O••••••• reported RAUM $4.8B, up 32% from $3.7B (2025-02-18 to 2025-04-17)
Apr 17, 2025 · RAUM change · derived
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Woodway, TX) for O••••••• on the same day
Mar 31, 2025 · Team lift-out · derived
P•••••• M•••••• M•••• left O••••••• for N•••••• A••••••• (registered 2025-03-17)
Mar 17, 2025 · Advisor changed firm · fact
J••• P••••• W••••••• left O••••••• for S••••• F••••••••• L•• (registered 2024-11-12)
Nov 22, 2024 · Advisor changed firm · fact
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Houston, TX) for O••••••• on the same day
Nov 1, 2024 · Team lift-out · derived
O••••••• reported RAUM $3.7B, up 43% from $2.6B (2024-09-03 to 2024-09-19)
Sep 19, 2024 · RAUM change · derived
P••••• H•••••• E•••• left O••••••• for B••• I••••• F••••••••• L•• (registered 2024-11-25)
Aug 5, 2024 · Advisor changed firm · fact
Jonathan Ted Triska (Chief Operating Officer) appeared on Schedule A of O•••••••
Jul 15, 2024 · Control person joined · fact
H••••• A••• B••••••••• (Chief Growth Officer) appeared on Schedule A of O•••••••
Jul 15, 2024 · Control person joined · fact
D•••• M••• B••••••• (Chief Financial Officer) appeared on Schedule A of O•••••••
Jul 15, 2024 · Control person joined · fact
O••••••• reported 38 offices beyond its principal office, up from 31 (2024-05-07 to 2024-05-17)
May 17, 2024 · Office count change · derived
S•••• M•••••• L••• left O••••••• for C••••• P••••••• L•• (registered 2024-08-26)
Feb 29, 2024 · Advisor changed firm · fact
3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Toledo, OH) for O••••••• a day apart
Oct 2, 2023 · Team lift-out · derived
3 advisors left A••••••••• F•••••••• S•••••••• L•• (Findlay, OH) for O••••••• on the same day
Sep 28, 2023 · Team lift-out · derived
A••••• O••••••••• left O••••••• for W•••• F•••• A••••••• (registered 2025-05-14)
Jun 21, 2023 · Advisor changed firm · fact
C••••••• F••••••••'s advisors moved to O••••••• (Cincinnati, OH): 4 of 4 registered, on the same day
Mar 31, 2023 · Firm absorbed (people side) · derived
Julius Richard Gross (Vice President) appeared on Schedule A of O•••••••
Mar 29, 2023 · Control person joined · fact
G••••• T••••• Q•••• left O••••••• for F•• S••••••••• C••••••••• (registered 2022-11-07)
Nov 4, 2022 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

M•• O•• S•••• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business phone: 216-789-2228reportedpublished by the firm, firm site, Sep 15, 2026
Website: onesevenadvisor.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 216-865-1700reportedpublic record, Form ADV, Apr 22, 2026
Team page: onesevenadvisor.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $65.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026