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Registered advisor
R••••• H••••• S••••
Feed of 09/14/2026
Also filed as Bob S••••
At current firm
9 y
since Oct 13, 2016
In the industry
31 y
since Jul 26, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 13, 2016 · Fort Myers, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedJul 31, 2009 to Nov 29, 2016 · Fort Myers, Fl
- M••••• S•••••• C••••••••• unclassifiedJan 9, 2007 to Sep 28, 2009 · Boston, Ma
- F•• A••••••• S••••••• I•• unclassifiedFeb 2, 1998 to Dec 31, 2006 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Nov 29, 2016, registered Oct 13, 2016 (-47 days) · Other
- M••••• S•••••• C••••••••• to I••••••••• F•••••••• P•••••••left Sep 28, 2009, registered Jul 31, 2009 (-59 days) · Other
- F•• A••••••• S••••••• I•• to M••••• S•••••• C•••••••••left Dec 31, 2006, registered Jan 9, 2007 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address