RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A• M•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Nov 7, 2024 · Westport, Ct
- G•• F•••••••• S••••••••• L•• formerJan 2, 2019 to Dec 6, 2024 · Westport, Ct
- R•••••• A••••••• formerJun 5, 2008 to Jan 2, 2019 · Westport, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2003 to May 2, 2008 · Fairfield, Ct
- G•• F•••••••• S••••••••• L•• to F•••• P••••••• W•••••• L••left Dec 6, 2024, registered Nov 7, 2024 (-29 days) · corporate re-registration, not a move
- R•••••• A••••••• to G•• F•••••••• S••••••••• L••left Jan 2, 2019, registered Jan 2, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• A•••••••left May 2, 2008, registered Jun 5, 2008 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address