RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••••• T•••••••
- S••••••• BD affiliated currentsince Feb 23, 2026 · Charlotte, Nc
- S••••• I••••••••• L•• unclassifiedDec 12, 2023 to Mar 6, 2026 · Charlotte, Nc
- P••••• A•••• M••••••••• L•• state registeredMay 12, 2021 to Nov 1, 2023 · Charlotte, Nc
- S••••• I••••••••• L•• to S•••••••left Mar 6, 2026, registered Feb 23, 2026 (-11 days) · Other
- P••••• A•••• M••••••••• L•• to S••••• I••••••••• L••left Nov 1, 2023, registered Dec 12, 2023 (41 days) · Other
- J•••• W•••••• T••••••• left S••••• I••••••••• L•• for Stephens (registered 2026-02-23)Mar 6, 2026 · Advisor changed firm · fact
- J•••• W•••••• T••••••• left P••••• A•••• M••••••••• L•• for S••••• I••••••••• L•• (registered 2023-12-12)Nov 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address