RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••• F•••••••••
- F••••••••• C•• • A•••••••• L•• state registered currentsince Feb 26, 2026 · Plantation, Fl
- F••••••••• C•• • A•••••••• L•• state registeredSep 2, 2010 to Dec 31, 2025 · Plantation, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 31, 2006 to Jun 29, 2010 · Tamarac, Fl
- 1•• G••••• A••••••• I•• formerOct 7, 2003 to Dec 21, 2005 · Tamarac, Fl
- V••• F•••••••• A•••••••• I••• to F••••••••• C•• • A•••••••• L••left Jun 29, 2010, registered Sep 2, 2010 (65 days) · Other
- 1•• G••••• A••••••• I•• to V••• F•••••••• A•••••••• I•••left Dec 21, 2005, registered Jan 31, 2006 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address