DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• A•••••••• C•••••

C••••• C•••••• M••••••••• L••state registeredVienna, Vadual registrantIAPD 2599157

Feed of 09/14/2026

Also filed as Joe C•••••

At current firm

15 y

since Jan 21, 2011

In the industry

31 y

since Apr 7, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• C•••••• M••••••••• L•• state registered current
since Jan 21, 2011 · Vienna, Va
U•• F•••••••• S••••••• I••• wirehouse
Nov 15, 2007 to Jan 31, 2011 · Mclean, Va
W•••• F•••• A••••••• wirehouse
Jun 27, 2003 to Nov 16, 2007 · Bethesda, Md
O••••••••• A•••• M••••••••• BD affiliated
Apr 15, 2003 to Jul 8, 2003 · New York, Ny
O••••••••• • C•• I••• BD affiliated
Jan 3, 2003 to Apr 15, 2003 · Washington, Dc
C••• W•••• M•••••• C•••• unclassified
Aug 6, 1999 to Jan 3, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to C••••• C•••••• M••••••••• L••
left Jan 31, 2011, registered Jan 21, 2011 (-10 days) · Wirehouse to a state-registered adviser
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Nov 16, 2007, registered Nov 15, 2007 (-1 days) · Wirehouse to wirehouse
O••••••••• A•••• M••••••••• to W•••• F•••• A•••••••
left Jul 8, 2003, registered Jun 27, 2003 (-11 days) · Other
O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••
left Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address