RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• J••••••••• N•••••••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 24, 2023 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerApr 17, 2023 to Aug 14, 2023 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 17, 2019 to Mar 23, 2023 · New York, Ny
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 24, 2023 (-82 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••••• A•••• M••••••••• L••left Mar 23, 2023, registered Apr 17, 2023 (25 days) · Wirehouse to independent RIA
- L•••• J••••••••• N••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L••••••• A•••• M••••••••• L•• (registered 2023-04-17)Mar 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address