DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••••••• A•••• M••••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Feb 28, 2012 · 92 filings
SEC status approved since Jan 21, 2003
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$509M
derived; firm RAUM over IAPD count
Employees
33
18 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
11
reported on Schedule D
History
92 filings and snapshots on the tape
RAUM$3.1B as of Apr 30, 2026
Feb 28, 2012$2.8B then
HNW client RAUM$0 as of Apr 30, 2026
Feb 28, 2018$410M then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Feb 28, 201319 then
Employees (5.A)33 as of Apr 30, 2026
Feb 28, 201373 then
Private funds11 as of Apr 30, 2026
Feb 28, 20123 then
RAUM -24% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- $509MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $204MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.5derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, subscription, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $3.0B, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B95%
- Corporations and businesses$154M5.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.0B for 33 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• V••••••••• | New York, Ny | Feb 8, 2018 | 14 y | 1 |
| F••••• I•••••• C••••••••• | New York, Ny | Aug 2, 2019 | 10 y | 0 |
| C•••••• A•• T••••• | New York, Ny | Sep 16, 2019 | 11 y | 0 |
| R••••• M•••••• I••• | New York, Ny | Feb 29, 2024 | 10 y | 1 |
| N••••••• M••• P•••••• | New York, Ny | Apr 22, 2024 | 10 y | 1 |
| K••••• V••••••• | San Francisco, Ca | Jul 31, 2024 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- E••• S••••• to V••••• W••••• M•••••••• I•••Jul 7, 2025 · Other
- K••• M••••••• to M••••• S••••••Jun 18, 2025 · Other
- M•••• B•••• to U•• F•••••••• S••••••• I•••Jan 31, 2022 · RIA to wirehouse
- K•••• E•••••• C••••• to I••••••• A••••••• S•••••••• L••Jan 3, 2022 · RIA to RIA
- J•••• A•••••• O••••••• to S•••••• N••••••• • C••••••• I•••••••••Oct 27, 2021 · RIA to affiliated broker-dealer or bank
- J••••• M•••••• M•••• to S•••••• N••••••• • C••••••• I•••••••••Oct 27, 2021 · RIA to affiliated broker-dealer or bank
- A••••••• G•••• to M••••• S••••••Jun 21, 2021 · RIA to wirehouse
- J••••• W••••••••• to K••• P•••••• W•••••• L••Mar 29, 2021 · RIA to RIA
- C•••• R••••• D••••• to S•••••• N••••••• • C••••••• I•••••••••Jan 21, 2021 · RIA to affiliated broker-dealer or bank
- K•••••• N••••• R•••• to F••••••• P••••••• A•• W•••••••• A•••••••Sep 14, 2020 · RIA to affiliated broker-dealer or bank
- E•••• R• R•••••• G••••• to M••••• S••••••Jun 6, 2018 · Other
- A••• B••••••••• B•••• to J••• M••••• P•••••• W••••• A••••••• L••May 18, 2018 · Other
- J••••• D•••• W••••• to J••• M••••• P•••••• W••••• A••••••• L••May 18, 2018 · Other
- B••••••• D•••• O••••••• to F• L• P••••• I••••••••• M••••••••• C••Nov 9, 2017 · Other
- J••• M••••• C••••••• to M••••• S••••••May 22, 2017 · Other
Joined, latest
- K••••• V••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 31, 2024 · Other
- K••• M••••••• from V••• I••••••••• M••••••••• C•• L••Jun 24, 2024 · Other
- N••••••• M••• P•••••• from R•• R•••••••• L••Apr 22, 2024 · Other
- R••••• M•••••• I••• from C••••• S••••• S••••••••• •••• L••Feb 29, 2024 · Other
- R•••• R••••••• R•••••••• from M••••• S••••••May 18, 2023 · Wirehouse to independent RIA
- G•••••• J••••• S•••••• from M••••• S••••••May 16, 2023 · Wirehouse to independent RIA
- J•••• P•••• B•••••• from R•• S••••••••• I•••May 10, 2023 · RIA to RIA
- Y•••••• M•••••• from M••••• S••••••May 1, 2023 · Wirehouse to independent RIA
- L•••• J••••••••• N••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 17, 2023 · Wirehouse to independent RIA
- L••• F••••••• T••••• from C••••• C•••••• A••••••• S••••••• L••Apr 10, 2023 · Other
- J••••• J••• T••••• N•••••• from P•• M•••••• A•••••• S••••••••• I•••Feb 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- D•••• M•••••••• M•••••• from P•• W••••• M•••••••••Feb 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- A••••• R••••••• from P•• W••••• M•••••••••Feb 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- D••••• F••••••• from J••• M••••• S••••••••• L••Dec 5, 2022 · Wirehouse to independent RIA
- C•••• B•••• from J••• M••••• S••••••••• L••Dec 2, 2022 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for J••• M••••• P•••••• W••••• A••••••• L••May 18, 2018 · New York, Ny
- 3 joined from M••••• S••••••Apr 19, 2023 · Aventura, Fl
- 2 joined from J••• M••••• S••••••••• L••Dec 3, 2022 · Philadelphia, Pa
- 2 joined from P•• W••••• M•••••••••Oct 4, 2022 · Miami, Fl
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 28, 2017 · Los Angeles, Ca
- 3 joined from M••••• S••••••Aug 7, 2015 · Miami, Fl
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• B••••• C•••••• M••••• F••• A• L•• | Other Private Fund | $1.5B | 164 | Dec 7, 2020 |
| T••••••• M••••• F••• L••• | Hedge Fund | $982M | 47 | Mar 30, 2016 |
| J•••••••• S••••••••• A•••• M••••• F••• B• • L••no longer reported | Hedge Fund | $751M | 16 | Feb 28, 2012 |
| T••••••• S••••••• F••• L•• | Hedge Fund | $574M | 47 | Jun 12, 2013 |
| 5•• T••••••• C•••••• F••• L••no longer reported | Hedge Fund | $502M | 2 | May 11, 2018 |
| T••••••• M••••• F••• L•• | Hedge Fund | $408M | 47 | Jun 12, 2013 |
| 3•••• C•••••• A•• M••••• F••• L• | Hedge Fund | $387M | 53 | Apr 30, 2021 |
| G•••••• M••••• N•••••• M••••• F•••• L•••no longer reported | Hedge Fund | $372M | 13 | Nov 21, 2016 |
| R•••••• G••••• O••••••••• M••••• F•••• L•no longer reported | Hedge Fund | $200M | 23 | Jul 10, 2015 |
| J••••• L••no longer reported | Hedge Fund | $187M | 1 | Nov 21, 2016 |
| S•••••• E•• S••••••••• M••••• F••• L•no longer reported | Hedge Fund | $56.9M | 10 | Aug 24, 2018 |
| J•••••••• D••••• M••••• F•••••••no longer reported | Hedge Fund | $31.3M | 10 | Feb 28, 2012 |
| S•••••• E••••• I••••••••• M••••• F••• L•no longer reported | Hedge Fund | $28.8M | 24 | Nov 20, 2012 |
| G••••• M•••• O••••••••• M••••• F••• L•••no longer reported | Hedge Fund | $25.0M | 1 | Sep 10, 2015 |
| K•••••••• C•••••• P••••••• M••••• F•••• L••• | Hedge Fund | $23.3M | 9 | May 26, 2022 |
| S•••••• M•••••••• O••••••••• M••••• F••• L•no longer reported | Hedge Fund | $10.9M | 22 | Mar 30, 2016 |
| J•••••••• M•••••• F•••••• M••••• F••• L•••no longer reported | Hedge Fund | $7.7M | 2 | Feb 28, 2012 |
| J•••••••• P••••••• P• F••• 2••• L• | Private Equity Fund | $2.9M | 94 | Feb 28, 2024 |
| J•••••••• P••••••• V• F••• 2••• ••••••••• L• | Venture Capital Fund | $2.6M | 5 | Feb 28, 2024 |
| S•••••• M•• F••• L•no longer reported | Hedge Fund | $2.3M | 10 | Mar 4, 2013 |
| S•••••• M•• F••• L•no longer reported | Hedge Fund | $2.3M | 10 | Nov 21, 2019 |
| J•••••••• P••••••• V• F••• 2••• L• | Venture Capital Fund | $770,490 | 39 | Feb 28, 2024 |
| J•••••••• P••••••• P• F••• 2••• ••••••• L• | Private Equity Fund | $469,904 | 19 | Feb 28, 2024 |
| J•••••••• P••••••• V• F••• 2••• ••••••• L• | Venture Capital Fund | $156,375 | 8 | Feb 28, 2024 |
| P•••• B••••• C•••••• M••••• F••• B• L•••no longer reported | Other Private Fund | $0 | 0 | Dec 7, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• R•••• M•••••• · Head Of P•••• B••••• Capital Divisioncontrolsince 09/2020 · owns less than 5%
- B•••••• B••••• D••••• · Managing Director/Co-Head Of T••••••• Capital Divisioncontrolsince 07/2013 · owns less than 5%
- D••••••••• N••••••• · Co - Head Asset Managementcontrolsince 01/2020 · owns less than 5%
- K••••• S••••••• J•••••• · Co - Head Asset Managementcontrolsince 01/2020 · owns less than 5%
- S•••••• S•••• · Head Of K•••••••• Divisioncontrolsince 09/2018 · owns less than 5%
- S••••• M••••••• B••••••• · Chief Operating Officercontrolsince 01/2015 · owns less than 5%
- T•••••• T•••••• C•••••• · Managing Director/Co-Head Of T••••••• Capital Divisioncontrolsince 07/2013 · owns less than 5%
- T•••• Y•• Y• · Head Of J•••••••• Family Officecontrolsince 07/2022 · owns less than 5%
- Z•••••• D•••• · Head Of Global M•••• Divisioncontrolsince 07/2015 · owns less than 5%
- L•••••••• S••••• H•• · Secretarysince 01/2010 · owns less than 5%
- S•••••• L••••• A• · Chief Compliance Officersince 07/2019 · owns less than 5%
Entity owners
- J•••••••• F•••••••• G•••• I••• · Direct Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- 3•••• C•••••• G• L••investment adviserbankpooled vehicle sponsorn
- J•••••••• •••••• L•••••• T•••• B•••••broker-dealerinvestment advisern
- J•••••••• F•••••••• S•••••••• I•••broker-dealerCPO or CTAn
- J•••••••• G•••broker-dealern
- J•••••••• H••• K••• L••••••broker-dealern
- J•••••••• I••••••••• L••••••broker-dealerinvestment advisern
- J•••••••• I••••••••• A••••••• L••investment advisernRAUM $5.2B
- J•••••••• L••broker-dealerbanktrust companycustodiann
- J•••••••• P••••••• P• G• L••pooled vehicle sponsorn
- J•••••••• P••••••• V• G• L••pooled vehicle sponsorn
- L••••••• I••••••••• M••••••••• L••••••investment advisern
- P•••• B••••• C•••••• G• L••investment adviserbankpooled vehicle sponsorn
Advisers that list L••••••• A•••• M••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 5 | 0 | 0 | ||
| San Francisco, Ca | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- B•••••, MA4 employees
- San Francisco, CA3 employees
- South Norwalk, CT2 employees
- Miami, FL1 employees
- Carmel, IN1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Apr 30, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (797 comparable advisers, 99.0th percentile, 5.4 robust deviations)peers: asset managers, $1B to $5B (797) · 99% percentile
- employee count dropChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 48.0 to 33.0 (-31.0%) between the annual amendments of 2025-04-11 and 2026-04-30; the peer median change was 0.0% (1109 comparable advisers, 2.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 2.3% percentile
What changed
consecutive filings, newest first
- Accounts · 16 to 15Apr 11, 2025 to Mar 2, 2026
- Advisory employees · 16 to 18Apr 11, 2025 to Mar 2, 2026
- BD registered reps · 17 to 7Apr 11, 2025 to Mar 2, 2026
- Pooled vehicle clients · 15 to 14Apr 11, 2025 to Mar 2, 2026
- Assets in custody · $3.8B to $3.0BApr 11, 2025 to Mar 2, 2026
- Employees · 48 to 33Apr 11, 2025 to Mar 2, 2026
- Discretionary RAUM · $4.0B to $3.1BApr 11, 2025 to Mar 2, 2026
- Pooled vehicle RAUM · $3.8B to $2.9BApr 11, 2025 to Mar 2, 2026
- RAUM · $4.0B to $3.1BApr 11, 2025 to Mar 2, 2026
- Financial planning clients · 0 to 0Feb 28, 2025 to Apr 11, 2025
- Advisory employees · 21 to 16Jul 3, 2024 to Feb 28, 2025
- Assets in custody · $3.2B to $3.8BJul 3, 2024 to Feb 28, 2025
- Employees · 49 to 48Jul 3, 2024 to Feb 28, 2025
- Other offices · 5 to 4Jul 3, 2024 to Feb 28, 2025
- Discretionary RAUM · $3.5B to $4.0BJul 3, 2024 to Feb 28, 2025
- Pooled vehicle RAUM · $3.2B to $3.8BJul 3, 2024 to Feb 28, 2025
- RAUM · $3.5B to $4.0BJul 3, 2024 to Feb 28, 2025
- Accounts · 1,834 to 16Aug 15, 2023 to Feb 28, 2024
- Advisory employees · 128 to 21Aug 15, 2023 to Feb 28, 2024
- Advisory activities · 6 to 4Aug 15, 2023 to Feb 28, 2024
- BD registered reps · 155 to 17Aug 15, 2023 to Feb 28, 2024
- Corporate clients · 273 to 1Aug 15, 2023 to Feb 28, 2024
- Individual clients · 1528.0 to unsetAug 15, 2023 to Feb 28, 2024
- Pension plan clients · 24.0 to unsetAug 15, 2023 to Feb 28, 2024
- Pooled vehicle clients · 9 to 15Aug 15, 2023 to Feb 28, 2024
- Commission compensation · true to falseAug 15, 2023 to Feb 28, 2024
- Assets in custody · $2.6B to $3.2BAug 15, 2023 to Feb 28, 2024
- Employees · 235 to 49Aug 15, 2023 to Feb 28, 2024
- Financial planning clients · 251-500 to 0Aug 15, 2023 to Feb 28, 2024
- State-registered IARs · 91 to 0Aug 15, 2023 to Feb 28, 2024
- Private funds · 6 to 11Aug 15, 2023 to Feb 28, 2024
- Discretionary RAUM · $4.8B to $3.5BAug 15, 2023 to Feb 28, 2024
- Individual RAUM · $1.4B to $0Aug 15, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $251M to $0Aug 15, 2023 to Feb 28, 2024
- Pension RAUM · $17.0M to $0Aug 15, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · $2.3B to $3.2BAug 15, 2023 to Feb 28, 2024
- RAUM · $5.1B to $3.5BAug 15, 2023 to Feb 28, 2024
- Other offices · 10 to 5Jun 8, 2023 to Aug 15, 2023
- Wrap assets (manager) · 0.0 to unsetJun 8, 2023 to Aug 15, 2023
- Wrap assets (sponsor) · 990451265.0 to unsetJun 8, 2023 to Aug 15, 2023
Signals
35 dated events
- E••• S••••• left L••••••• A•••• M••••••••• L•• for V••••• W••••• M•••••••• I••• (registered 2025-08-26)Jul 7, 2025 · Advisor changed firm · fact
- K••• M••••••• left L••••••• A•••• M••••••••• L•• for M••••• S•••••• (registered 2025-06-23)Jun 18, 2025 · Advisor changed firm · fact
- Lee Jordan Chirico (Head Of 3|5|2 Capital Division) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2024-04-02, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- L••••••• A•••• M••••••••• L•• reported RAUM $3.5B, down 31% from $5.1B (2023-08-15 to 2024-02-28)Feb 28, 2024 · RAUM change · derived
- Yu Ya T••• (Head Of Jefferies Family Office) appeared on Schedule A of L••••••• A•••• M••••••••• L••Feb 28, 2024 · Control person joined · fact
- L••••••• A•••• M••••••••• L•• reported 0 state-registered advisory representatives, down from 91 (2023-08-15 to 2024-02-28)Feb 28, 2024 · Advisor headcount change · derived
- L••••••• A•••• M••••••••• L•• reported 5 offices beyond its principal office, down from 10 (2023-06-08 to 2023-08-15)Aug 15, 2023 · Office count change · derived
- Vincent R••••• Peyreigne (Managing Director- Head Of Wealth Management Division) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2023-06-08, absent 2023-08-15)Aug 15, 2023 · Control person left · inference
- 3 advisors left M••••• S•••••• (Aventura, FL) for L••••••• A•••• M••••••••• L•• within 12 daysApr 19, 2023 · Team lift-out · derived
- Khaled Beydoun (Head Of Riposte Division, Managing Director) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2022-11-01, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Diego Kuschnir (Head Of Solanas Division, Mananging Director) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2022-11-01, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- S•••••• Ronald Filipowicz (Managing Director-Wealth Management Division) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2022-11-01, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- L••••••• A•••• M••••••••• L•• reported 91 state-registered advisory representatives, up from 69 (2022-11-01 to 2023-02-28)Feb 28, 2023 · Advisor headcount change · derived
- 2 advisors left J••• M••••• S••••••••• L•• (Philadelphia, PA) for L••••••• A•••• M••••••••• L•• on the same dayDec 3, 2022 · Team lift-out · derived
- 2 advisors left P•• W••••• M••••••••• (Miami, FL) for L••••••• A•••• M••••••••• L•• on the same dayOct 4, 2022 · Team lift-out · derived
- B Matthew Smith (Chief Operating Officer) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2022-03-03, absent 2022-05-26)May 26, 2022 · Control person left · inference
- Benjamin Matthew Smith (Chief Operating Officer) appeared on Schedule A of L••••••• A•••• M••••••••• L••May 26, 2022 · Control person joined · fact
- M•••• B•••• left L••••••• A•••• M••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2022-01-31)Jan 31, 2022 · Advisor changed firm · fact
- K•••• E•••••• C••••• left L••••••• A•••• M••••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2021-12-22)Jan 3, 2022 · Advisor changed firm · fact
- L••••••• A•••• M••••••••• L•• reported RAUM $4.1B, down 28% from $5.6B (2021-01-04 to 2021-02-26)Feb 26, 2021 · RAUM change · derived
- L••••••• A•••• M••••••••• L•• reported 69 state-registered advisory representatives, up from 37 (2021-01-04 to 2021-02-26)Feb 26, 2021 · Advisor headcount change · derived
- Charles Travis T••••• (Managing Director/Co-Head Of Topwater Capital Division) appeared on Schedule A of L••••••• A•••• M••••••••• L••Jan 4, 2021 · Control person joined · fact
- Dennis Bryan Borgia (Managing Director/Co-Head Of Topwater Capital Division) appeared on Schedule A of L••••••• A•••• M••••••••• L••Jan 4, 2021 · Control person joined · fact
- R••• Berger (Head Of Point Bonita Capital Division) appeared on Schedule A of L••••••• A•••• M••••••••• L••Oct 1, 2020 · Control person joined · fact
- Jordan Chirico (Head Of 3|5|2 Capital Division) appeared on Schedule A of L••••••• A•••• M••••••••• L••Sep 14, 2020 · Control person joined · fact
- Vlad Portnoy (Head Of Quantport Division, Managing Director) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2020-07-06, absent 2020-07-20)Jul 20, 2020 · Control person left · inference
- S•••• S••••• (Head Of Kathmandu Division) appeared on Schedule A of L••••••• A•••• M••••••••• L••Jun 3, 2020 · Control person joined · fact
- C Peregrine Broadbent (Executive Vice President & Chief Financial Oficer) no longer on Schedule A of L••••••• A•••• M••••••••• L•• (listed 2020-03-19, absent 2020-04-28)Apr 28, 2020 · Control person left · inference
- Khaled Beydoun (Head Of Riposte Division, Managing Director) appeared on Schedule A of L••••••• A•••• M••••••••• L••Feb 28, 2020 · Control person joined · fact
- Jamshid Solomon Kumin (Co - Head Asset Management) appeared on Schedule A of L••••••• A•••• M••••••••• L••Feb 28, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- L••••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- L••••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- leucadia-am.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-284-2300reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $509Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026