DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• L••••••• N•••••

L•• F•••••••• L••BD affiliatedBoise, Iddual registrantIAPD 2600525

Feed of 09/14/2026

At current firm

1 y

since Nov 11, 2024

In the industry

31 y

since Apr 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 11, 2024 · Boise, Id
W•••• F•••• A••••••• wirehouse
Oct 24, 2014 to Nov 13, 2024 · Boise, Id
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 17, 2006 to Oct 28, 2014 · Boise, Id
K•••••• C•••••• M•••••• I••• unclassified
Apr 21, 2005 to Nov 22, 2006 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Nov 13, 2024, registered Nov 11, 2024 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 28, 2014, registered Oct 24, 2014 (-4 days) · Wirehouse to wirehouse
K•••••• C•••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 22, 2006, registered Nov 17, 2006 (-5 days) · Other

Signals

P••• L••••••• N••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-11-11)
Nov 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address