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Registered advisor
N••••• N•••• P••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as N••••• P••••
At current firm
11 y
since Aug 28, 2015
In the industry
31 y
since Apr 10, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••• I••••••••• M••••••••• L•• state registered currentsince Jun 23, 2025 · Johns Creek, Ga
- A• • P• W••••• M••••••••• state registered currentsince Aug 28, 2015 · Johns Creek, Ga
- W••••••• F•••••••• S•••••••• I••• formerOct 20, 2014 to Aug 20, 2015 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerMay 24, 2007 to Aug 20, 2015 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerFeb 22, 2006 to Sep 21, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to A• • P• W••••• M•••••••••left Aug 20, 2015, registered Aug 28, 2015 (8 days) · Other
- F•• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••left Aug 20, 2015, registered Oct 20, 2014 (-304 days) · Other
- S••••••• I••••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Sep 21, 2006, registered May 24, 2007 (245 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address