D•••••• L• O••••

M• H••••••• S••••••••• I•••BD affiliatedPortland, Or dual registrantIAPD 2602166

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••••• L• P••••••••• O••••

At current firm

4 y

since Sep 16, 2022

In the industry

29 y

since Apr 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M• H••••••• S••••••••• I••• BD affiliated current
since Sep 16, 2022 · Reunion, Fl
M••• S••••••••• C••••••••• unclassified
Nov 8, 2004 to Sep 27, 2005 · Denver, Co
E•••••••• A•••••••• L•• national BD
Oct 22, 2004 to Sep 14, 2022 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to M••• S••••••••• C•••••••••
left Sep 14, 2022, registered Nov 8, 2004 (-6519 days) · Other
M••• S••••••••• C••••••••• to M• H••••••• S••••••••• I•••
left Sep 27, 2005, registered Sep 16, 2022 (6198 days) · Other

Signals

••• Locked
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address