RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•••• G•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 16, 2025 · Naperville, Il
- B•• P•••••••• I••• BD affiliatedNov 16, 2016 to Sep 16, 2025 · Dixon, Il
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedMar 4, 2009 to Sep 16, 2025 · Cedar Rapids, Ia
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 17, 2007 to Mar 5, 2009 · El Segundo, Ca
- W•••• E••••• G••••• I••• BD affiliatedJan 6, 2005 to Mar 21, 2007 · Dixon, Il
- B•• P•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 16, 2025, registered Sep 16, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left Sep 16, 2025, registered Nov 16, 2016 (-3226 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Mar 5, 2009, registered Mar 4, 2009 (-1 days) · Other
- W•••• E••••• G••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Mar 21, 2007, registered May 17, 2007 (57 days) · Other
- R••••• J•••• G••••••• left B•• P•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-16)Sep 16, 2025 · Advisor changed firm · fact
- R••••• J•••• G••••••• left B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• for B•• P•••••••• I••• (registered 2016-11-16)Sep 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address