RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• L•• S••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 10, 2022 · Pullman, Wa
- H•• W••••• M••••••••• L•• independent RIAJan 11, 2019 to Aug 5, 2022 · Pullman, Wa
- L•• F•••••••• L•• BD affiliatedJul 20, 2009 to Aug 12, 2016 · Colfax, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jun 22, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 24, 2001 to Jan 2, 2009 · Boise, Id
- H•• W••••• M••••••••• L•• to L•• F•••••••• L••left Aug 5, 2022, registered Aug 10, 2022 (5 days) · RIA to RIA
- L•• F•••••••• L•• to H•• W••••• M••••••••• L••left Aug 12, 2016, registered Jan 11, 2019 (882 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jun 22, 2009, registered Jul 20, 2009 (28 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- C••••• L•• S•••• left H•• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-08-10)Aug 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address