RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• B••••• S••••••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Feb 27, 2013 · Marlton, Nj
- P••••••• C•••••• M••••••••• C•••• formerJun 28, 2012 to Feb 22, 2013 · Paoli, Pa
- L•• F•••••••• L•• BD affiliatedAug 2, 2010 to Aug 2, 2010 · Haddonfield, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 8, 2006 to Dec 31, 2008 · Mt. Laurel, Nj
- P••••••• C•••••• M••••••••• C•••• to J••••• M••••••••• S•••• L••left Feb 22, 2013, registered Feb 27, 2013 (5 days) · Other
- L•• F•••••••• L•• to P••••••• C•••••• M••••••••• C••••left Aug 2, 2010, registered Jun 28, 2012 (696 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Dec 31, 2008, registered Aug 2, 2010 (579 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address