DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sandra Alterio Barry
Feed of 09/15/2026
Also filed as Sandra Lee Alterio
At current firm
5 y
since May 26, 2021
In the industry
31 y
since May 26, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince May 26, 2021 · Williamsville, Ny
- Cadaret Grant & Co Inc formerOct 1, 2014 to Nov 26, 2014 · Wiliamsville, Ny
- Citizens Securities, Inc. BD affiliatedSep 20, 2007 to Feb 19, 2013 · N. Tonawanda, Ny
- Hsbc Securities (USA) Inc. BD affiliatedJul 10, 2006 to Oct 16, 2007 · Buffalo, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to Private Advisor Group, LLCleft Nov 26, 2014, registered May 26, 2021 (2373 days) · Other
- Citizens Securities, Inc. to Cadaret Grant & Co Incleft Feb 19, 2013, registered Oct 1, 2014 (589 days) · Other
- Hsbc Securities (USA) Inc. to Citizens Securities, Inc.left Oct 16, 2007, registered Sep 20, 2007 (-26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address