J•••••• S•••• M•••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Nov 17, 2025 · Mentor, Oh
• O•••• W•••••• I••• BD affiliated
  Oct 3, 2024 to Nov 20, 2025 · Pittsford, Ny
• K•• I••••••••• S••••••• L•• BD affiliated
  Feb 1, 2006 to Oct 25, 2022 · Mentor, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Dec 14, 2005 · Willoughby Hills, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  Aug 17, 2000 to Jul 6, 2005 · Willoughby Hills, Oh

• O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Nov 20, 2025, registered Nov 17, 2025 (-3 days) · Affiliated broker-dealer or bank to another
• K•• I••••••••• S••••••• L•• to O•••• W•••••• I•••
  left Oct 25, 2022, registered Oct 3, 2024 (709 days) · Affiliated broker-dealer or bank to another
• C•••• I••••••••• S••••••• C•••• to K•• I••••••••• S••••••• L••
  left Dec 14, 2005, registered Feb 1, 2006 (49 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

• ••• Locked
  Nov 20, 2025 · Advisor changed firm · fact
• ••• Locked
  Oct 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address