S•••• A•••••• S••••

• I••••••••• F•••••••• P••••••• BD affiliated current
  since Oct 25, 2019 · Tampa, Fl
• L•• F•••••••• L•• BD affiliated
  May 6, 2009 to Nov 7, 2019 · Louisville, Ky
• F•••• T•••• S••••••••• I••• BD affiliated
  Jan 10, 2006 to May 21, 2009 · Louisville, Ky

• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Nov 7, 2019, registered Oct 25, 2019 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
• F•••• T•••• S••••••••• I••• to L•• F•••••••• L••
  left May 21, 2009, registered May 6, 2009 (-15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address