DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Redwood Private Wealth

Former SEC-registered adviserPhoenix, ArizonaCRD 312942SEC 801-120723websiteIAPD
Legal name Redwood Private Wealth, LLC
Latest filing Mar 31, 2024
First filing on the tape Mar 5, 2021 · 58 filings
SEC status approved since Apr 5, 2021
RAUM
$268M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
98%
$263M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
61
56 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$268M as of Mar 31, 2024
Mar 31, 2022$149M then
HNW client RAUM$96.5M as of Mar 31, 2024
Mar 31, 2022$65.3M then
State-registered IARs (5.B.3)55 as of Mar 31, 2024
Mar 31, 202225 then
Employees (5.A)61 as of Mar 31, 2024
Mar 31, 202228 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 48 to 55offices 12 to 14
Practice profile
derived from the filing of Mar 31, 2024; every figure names its basis
RAUM per advisor
$4.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$149,643derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
3.7derived15 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
+15%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.1%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$166M62%
  • High-net-worth individuals$96.5M36%
  • Corporations and businesses$5.0M1.9%
Individual clients
869reported
HNW clients
69reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,788reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Scott Michael Fedyshyn · Chief Financial Officercontrol
      since 03/2021 · owns less than 5%
    • Clifford William Hall · Presidentcontrol
      since 03/2021 · owns less than 5%
    • Ann Kimberley Raimondo · Chief Compliance Officercontrol
      since 03/2021 · owns less than 5%
    • Scott Michael Fedyshyn · Membercontrol
      since 03/2021 · owns 25% to 50% of Ncaz Financial Holdings
    • Clifford William Hall · Membercontrol
      since 03/2021 · owns 25% to 50% of Ncaz Financial Holdings
    • Ann Kimberley Raimondo · Membercontrol
      since 03/2021 · owns 25% to 50% of Ncaz Financial Holdings
    Entity owners
    • Ncaz Financial Holdings · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Brookwood Insurance Group LLC
      real estaten
    • Brookwood Investment Group
      investment advisernRAUM $1.3B
    • Fedyshyn Cpa Group Pllc
      insurancen
    • Fedyshyn Financial Group Inc
      real estaten
    • Pacific Atlantic Consulting L.L.C.
      real estaten
    • Redwood Tax Specialists LLC
      real estaten
    Advisers that list Redwood Private Wealth as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Baton Rouge, La000
    Brighton, Mi000
    Phoenix, Az · principal000
    Wester Grove, Ar000
    Rio Rancho, Nm000
    Offices
    Schedule D 1.F, the 25 largest
    • Freehold, NJ2 employees
    • Bloomington, MN2 employees
    • College Station, TX1 employees
    • Highland, NY1 employees
    • Morristown, NJ1 employees
    • Orange, CA1 employees
    • Shelby, NC1 employees
    • Tempe, AZ1 employees
    • Westminster, MD1 employees
    • White Bear Lake, MN1 employees
    • Wilmington, NC1 employees
    • , 1 employees
    • Brighton, MI1 employees
    What changed
    consecutive filings, newest first
    • Corporate clients · 2.0 to unset
      Feb 22, 2024 to Mar 31, 2024
    • HNW clients · 43 to 69
      Feb 22, 2024 to Mar 31, 2024
    • Individual clients · 867 to 869
      Feb 22, 2024 to Mar 31, 2024
    • Financial planning clients · 1-10 to 26-50
      Feb 22, 2024 to Mar 31, 2024
    • Discretionary RAUM · $191M to $253M
      Feb 22, 2024 to Mar 31, 2024
    • HNW RAUM · $46.9M to $96.5M
      Feb 22, 2024 to Mar 31, 2024
    • Individual RAUM · $151M to $166M
      Feb 22, 2024 to Mar 31, 2024
    • Non-discretionary RAUM · $13.5M to $14.2M
      Feb 22, 2024 to Mar 31, 2024
    • RAUM · $204M to $268M
      Feb 22, 2024 to Mar 31, 2024
    • Advisory employees · 50 to 56
      Oct 13, 2023 to Jan 3, 2024
    • Employees · 53 to 61
      Oct 13, 2023 to Jan 3, 2024
    • State-registered IARs · 50 to 55
      Oct 13, 2023 to Jan 3, 2024
    • Other offices · 15 to 14
      Oct 13, 2023 to Jan 3, 2024
    • Other offices · 14 to 15
      Oct 5, 2023 to Oct 13, 2023
    • Other offices · 13 to 14
      Aug 11, 2023 to Oct 5, 2023
    • Other offices · 15 to 13
      Aug 10, 2023 to Aug 11, 2023
    • Advisory employees · 49 to 50
      May 11, 2023 to Jun 22, 2023
    • Employees · 52 to 53
      May 11, 2023 to Jun 22, 2023
    • State-registered IARs · 49 to 50
      May 11, 2023 to Jun 22, 2023
    • Other offices · 14 to 15
      May 9, 2023 to May 11, 2023
    • Advisory employees · 48 to 49
      Mar 17, 2023 to May 9, 2023
    • Employees · 51 to 52
      Mar 17, 2023 to May 9, 2023
    • State-registered IARs · 48 to 49
      Mar 17, 2023 to May 9, 2023
    • Other offices · 12 to 14
      Mar 17, 2023 to May 9, 2023
    • Accounts · 982 to 1,788
      Feb 6, 2023 to Mar 17, 2023
    • Advisory activities · 4 to 5
      Feb 6, 2023 to Mar 17, 2023
    • HNW clients · 34 to 43
      Feb 6, 2023 to Mar 17, 2023
    • Individual clients · 467 to 867
      Feb 6, 2023 to Mar 17, 2023
    • Pension plan clients · 5 to 0
      Feb 6, 2023 to Mar 17, 2023
    • Financial planning clients · 0 to 1-10
      Feb 6, 2023 to Mar 17, 2023
    • Discretionary RAUM · $135M to $191M
      Feb 6, 2023 to Mar 17, 2023
    • HNW RAUM · $65.3M to $46.9M
      Feb 6, 2023 to Mar 17, 2023
    • Individual RAUM · $81.3M to $151M
      Feb 6, 2023 to Mar 17, 2023
    • Non-discretionary RAUM · $14.4M to $13.5M
      Feb 6, 2023 to Mar 17, 2023
    • Pension RAUM · $2.5M to $0
      Feb 6, 2023 to Mar 17, 2023
    • RAUM · $149M to $204M
      Feb 6, 2023 to Mar 17, 2023
    • Other offices · 11 to 12
      Jan 3, 2023 to Feb 6, 2023
    • Other offices · 12 to 11
      Dec 20, 2022 to Jan 3, 2023
    • Advisory employees · 40 to 48
      Dec 15, 2022 to Dec 20, 2022
    • Employees · 42 to 51
      Dec 15, 2022 to Dec 20, 2022
    Signals
    13 dated events
    • Redwood Private Wealth no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $267.6M)
      May 2, 2025 · Left the SEC roster · derived
    • Nicholas Adam Bour left Redwood Private Wealth for Brookwood Investment Group (registered 2025-11-22)
      Dec 31, 2024 · Advisor changed firm · fact
    • Larry Robert Blades left Redwood Private Wealth for Retirement Solutions (registered 2024-06-25)
      Oct 8, 2024 · Advisor changed firm · fact
    • Zachary Norman Griswold left Redwood Private Wealth for Familywealth (registered 2024-09-30)
      Sep 26, 2024 · Advisor changed firm · fact
    • Jonathan Leif Holljes left Redwood Private Wealth for Brookwood Investment Group (registered 2025-05-02)
      Sep 5, 2024 · Advisor changed firm · fact
    • James Allen Crow left Redwood Private Wealth for Impact Partnership Wealth, Llc (registered 2024-09-13)
      Sep 4, 2024 · Advisor changed firm · fact
    • Michael Alexander Watkins left Redwood Private Wealth for Virtue Capital Management, Llc (registered 2024-01-24)
      Feb 7, 2024 · Advisor changed firm · fact
    • Timothy Jay Beeman left Redwood Private Wealth for Virtue Capital Management, Llc (registered 2023-12-04)
      Dec 1, 2023 · Advisor changed firm · fact
    • Andrew Jacob Keehn left Redwood Private Wealth for Owlfi (registered 2023-11-30)
      Aug 9, 2023 · Advisor changed firm · fact
    • 2 advisors left Belpointe Asset Management LLC (Bolton, CT) for Redwood Private Wealth on the same day
      Jun 30, 2023 · Team lift-out · derived
    • Timothy Edward Meyer left Redwood Private Wealth for Advisor Share Wealth Management, Llc (registered 2025-01-02)
      Jun 9, 2023 · Advisor changed firm · fact
    • 2 advisors left New Century Capital Management, LLC (Freehold, NJ) for Redwood Private Wealth on the same day
      Dec 31, 2022 · Team lift-out · derived
    • Redwood Private Wealth, Llc filed its initial SEC registration (Form ADV)
      Mar 5, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026