DFX Intelligence
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Registered advisor
P••• A••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P••• A••••• T••••••••• A• T•••••
At current firm
16 y
since Jan 29, 2010
In the industry
30 y
since May 20, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jan 29, 2010 · Mount Laurel, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2008 to Jan 22, 2010 · Mount Laurel, Nj
- J••••• M••••••••• S•••• L•• BD affiliatedAug 2, 2005 to Nov 19, 2008 · Haddonfield, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2002 to May 6, 2004 · Mt Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Jan 22, 2010, registered Jan 29, 2010 (7 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• M••••••••• S•••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 19, 2008, registered Nov 18, 2008 (-1 days) · Other
- C•••••••• G••••• M•••••• I••• to J••••• M••••••••• S•••• L••left May 6, 2004, registered Aug 2, 2005 (453 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address